RIA firms in New York
7,324 RIA firms are registered or notice filed in New York: 1,453 state registered and 5,871 federally registered. 2,123 are headquartered here.
Another 394 state registered advisers with no address on file are registered only in New York. 146 exempt reporting advisers also file in New York and are not counted as RIA firms. #3 of 52 by RIA firms headquartered.
The largest RIA firms headquartered in New York, by adviser headcount.
| Firm | Advisers | Reported AUM | Registration | City |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporatedalso a Broker Dealer | 25,473 | $1.8T | Federally registered | New York |
| Morgan Stanleyalso a Broker Dealer | 23,169 | $2T | Federally registered | Purchase |
| J.P. Morgan Securities LLCalso a Broker Dealer | 14,244 | $43B | Federally registered | New York |
| Equitable Advisors, LLCalso a Broker Dealer | 4,645 | $42.5B | Federally registered | New York |
| RBC Capital Markets, LLCalso a Broker Dealer | 3,842 | $31B | Federally registered | New York |
| Eagle Strategies LLC | 2,485 | $32B | Federally registered | New York |
| Citigroup Global Markets Inc.also a Broker Dealer | 2,406 | $56B | Federally registered | New York |
| Park Avenue Securities LLCalso a Broker Dealer | 1,910 | $19.6B | Federally registered | New York |
| TIAA-CREF Individual & Institutional Services, LLCalso a Broker Dealer | 1,690 | $37.9B | Federally registered | New York |
| Oppenheimer & Co. Inc.also a Broker Dealer | 1,158 | $36.7B | Federally registered | New York |
Most advisers based in New York
Advisers registered and working in New York, by firm, wherever the firm is headquartered.
Reported AUM
Of the RIA firms headquartered in New York that report assets. Advisers each report the assets they manage, so assets one firm sub-advises for another are counted by both.
- Total reported
- $29.5T
- Firms reporting
- 1,854
- Median, federally registered
- $695M
- Median, state registered
- $10.7M
How they charge
Share of the 2,064 firms headquartered here that report their fees.
Who they serve
Share of the 1,852 firms headquartered here that report their client types.
Cities
RIA firms headquartered in each city.
Newly registered firms
RIA firms headquartered here, by the year they first registered.
Every firm, every rep, one record.
A registration lookup shows one firm or one person at a time. Accupoint connects them: each firm with its filings, its offices, its executives and every rep and adviser who works there, each of them on their own record across insurance, Broker Dealer and advisory data.
Size, registrations and practice
Reported AUM, accounts and employees where filed, registrations by state, fee structure, client types and services.
Executives and every rep
Executive officers and the reps and advisers at each firm, with their licenses, registrations and employment history.
Headquarters and branches
Where each firm is based and, for Broker Dealers, every branch office with the reps who work there.
Search, CRM, Claude and ChatGPT
Search and export firms and their people, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
New York RIA firms, answered.
How many RIA firms are registered in New York?
7,324 RIA firms are registered or notice filed in New York: 1,453 state registered and 5,871 federally registered. 2,123 are headquartered there.
Which RIA firms in New York have the most advisers?
Merrill Lynch, Pierce, Fenner & Smith Incorporated (25,473 advisers), Morgan Stanley (23,169 advisers) and J.P. Morgan Securities LLC (14,244 advisers).
How much do RIA firms in New York manage?
The 1,854 RIA firms headquartered in New York that report assets report $29.5T in total. The median is $695M for federally registered firms and $10.7M for state registered firms.
What is the difference between state and federally registered RIA firms?
Smaller advisers register with the states where they work. Larger advisers register federally and notice file in the states where they have clients, so both appear here.
Can I send these firms to my CRM or ask about them from Claude or ChatGPT?
Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Is Accupoint a government agency?
No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.
Registered or notice filed in New York counts state registered firms and federally registered firms that notice file in the state; exempt reporting advisers are not counted as RIA firms. Headquartered means the firm's main office address. Reported AUM is as each firm reports it. Each firm is counted once.
Accupoint is an independent data company, not a government agency. Accupoint is not a consumer reporting agency.
Search New York RIA firms on Accupoint.
Every firm with its advisers, reported AUM and offices, or talk with our team about the audience you need.