Lpl Financial LLC

Overview

Lpl Financial LLC is a Broker Dealer and registered investment adviser based in Fort Mill, SC, registered since 1973. It reports $819B in assets under management across 2,850,994 accounts, with 41,879 employees. Its 33,163 registered representatives work across 14,793 branch offices in 52 states.

Reported AUM

$819B

Discretionary

100%

Accounts

2,850,994

Average account

$287K

Employees

41,879

Registered reps

33,163

Branch offices

14,793

Registered since

1973

As reported in the firm's September 2026 filing.

Contact

1 phone number on file

Practice

Services

• Educational Seminars
• Financial Planning
• Individuals or Small Business
• Other Advisory Services
• Portfolio Management for Businesses or Institutional Clients

Client types

• Charities and Non-Profits
• Corporations/Businesses
• Government
• High Net Worth Individuals
• Individuals
• Other clients
• Pension/Profit Sharing Plan

Fee structure

Fixed Fees, Hourly Charges and Percentage of Assets. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Investment Advisory Services
• Kiosk Activities - Bank
• Limited Partnerships Primary Distributions
• Municipal Securities Broker
• Mutual Fund/Retailer
• Mutual Funds
• Non-Floor Activities
• Oil & Gas Partnerships
• 10 more

Executive officers 3 of 10

• Richard C Steinmeier Chief Executive Officer, Director CRD 5109512
• Matthew Jon Audette President, Chief Financial Officer CRD 4003349
• Aneri Jambusaria Group Managing Director, Chief Wealth Officer, Managing Director CRD 7248335

7 more executive officers, with direct contact details

Registered reps 3 of 33,163

• Samuel Markus Aamot Insurance Agent · Registered Rep · Investment Adviser Rep CRD 5916884
• Patrick Edward Aaron Insurance Agent · Registered Rep · Investment Adviser Rep CRD 5335512
• Michael D Aaronson Insurance Agent · Registered Rep · Investment Adviser Rep CRD 4318531

33,160 more registered reps, with emails, phones and branch locations

Location

Headquarters

1055 Lpl Way
Fort Mill, SC 29715

County

York

Metro area

Charlotte-Concord-Gastonia, NC-SC

Region

South

Branch offices

14,793 in 52 states, including San Diego, CA, Houston, TX and Scottsdale, AZ

Registrations

• SEC registered, limited liability company formed in California
• Registered in 53 jurisdictions
• Website: lpl.com

Every state, with registration dates

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