RIA firms in Vermont
1,285 RIA firms are registered or notice filed in Vermont: 58 state registered and 1,227 federally registered. 50 are headquartered here.
Another 14 state registered advisers with no address on file are registered only in Vermont. 7 exempt reporting advisers also file in Vermont and are not counted as RIA firms. #46 of 52 by RIA firms headquartered.
The largest RIA firms headquartered in Vermont, by adviser headcount.
| Firm | Advisers | Reported AUM | Registration | City |
|---|---|---|---|---|
| Equity Services, Inc.also a Broker Dealer | 503 | $2.8B | Federally registered | Montpelier |
| Maple Capital Management, Inc. | 15 | $2.6B | Federally registered | Montpelier |
| One Day in July LLC | 14 | $1.4B | Federally registered | Burlington |
| Manchester Capital Management LLC | 12 | $2.8B | Federally registered | Manchester |
| Hanson & Doremus Investment Management | 10 | $1.1B | Federally registered | Burlington |
| Silverlake Wealth Management LLC | 9 | $849M | Federally registered | Williston |
| Pathway Financial Advisors, LLC | 6 | $1.6B | Federally registered | South Burlington |
| Clean Yield Asset Management | 6 | $571M | Federally registered | Norwich |
| M. Kraus & Company | 5 | $559M | Federally registered | Shelburne |
| Prentiss Smith & Company, Inc. | 5 | $453M | Federally registered | Brattleboro |
Most advisers based in Vermont
Advisers registered and working in Vermont, by firm, wherever the firm is headquartered.
Reported AUM
Of the RIA firms headquartered in Vermont that report assets. Advisers each report the assets they manage, so assets one firm sub-advises for another are counted by both.
- Total reported
- $77.2B
- Firms reporting
- 43
- Median, federally registered
- $287M
- Median, state registered
- $32.1M
One firm reports 60% of Vermont's reported AUM.
How they charge
Share of the 46 firms headquartered here that report their fees.
Who they serve
Share of the 43 firms headquartered here that report their client types.
Cities
RIA firms headquartered in each city.
Newly registered firms
RIA firms headquartered here, by the year they first registered.
Every firm, every rep, one record.
A registration lookup shows one firm or one person at a time. Accupoint connects them: each firm with its filings, its offices, its executives and every rep and adviser who works there, each of them on their own record across insurance, Broker Dealer and advisory data.
Size, registrations and practice
Reported AUM, accounts and employees where filed, registrations by state, fee structure, client types and services.
Executives and every rep
Executive officers and the reps and advisers at each firm, with their licenses, registrations and employment history.
Headquarters and branches
Where each firm is based and, for Broker Dealers, every branch office with the reps who work there.
Search, CRM, Claude and ChatGPT
Search and export firms and their people, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Vermont RIA firms, answered.
How many RIA firms are registered in Vermont?
1,285 RIA firms are registered or notice filed in Vermont: 58 state registered and 1,227 federally registered. 50 are headquartered there.
Which RIA firms in Vermont have the most advisers?
Equity Services, Inc. (503 advisers), Maple Capital Management, Inc. (15 advisers) and One Day in July LLC (14 advisers).
How much do RIA firms in Vermont manage?
The 43 RIA firms headquartered in Vermont that report assets report $77.2B in total. The median is $287M for federally registered firms and $32.1M for state registered firms.
What is the difference between state and federally registered RIA firms?
Smaller advisers register with the states where they work. Larger advisers register federally and notice file in the states where they have clients, so both appear here.
Can I send these firms to my CRM or ask about them from Claude or ChatGPT?
Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Is Accupoint a government agency?
No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.
Registered or notice filed in Vermont counts state registered firms and federally registered firms that notice file in the state; exempt reporting advisers are not counted as RIA firms. Headquartered means the firm's main office address. Reported AUM is as each firm reports it. Each firm is counted once.
Accupoint is an independent data company, not a government agency. Accupoint is not a consumer reporting agency.
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