Prentiss Smith & Company, Inc.

Overview

Prentiss Smith & Company, Inc. is an SEC registered investment adviser based in Brattleboro, VT, registered since 1982. It reports $453M in assets under management across 622 accounts, with 8 employees. It has 5 investment adviser representatives.

Reported AUM

$453M

Discretionary

99%

Accounts

622

Average account

$728K

Employees

8

Advisory reps

5

Registered since

1982

Jurisdictions

14

As reported in the firm's June 2026 filing.

Contact

1 phone number on file

Practice

Services

• Individuals or Small Business
• Periodicals or Newsletters
• Portfolio Management for Businesses or Institutional Clients

Client types

• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals

Fee structure

Percentage of Assets

Executive officers 3 of 8

• Prentiss Richardson Smith President, Director, Owner CRD 5033193
• Aidan M Smith Owner CRD 8060564
• Elizabeth Richardson Smith Owner CRD 5254561

5 more executive officers, with direct contact details

Advisory reps 3 of 5

• Frederick A Brubaker Jr. Investment Adviser Rep CRD 7429297
• Penelope Jayne Kaufman Investment Adviser Rep CRD 1922598
• Gertrude W Saville Investment Adviser Rep CRD 1761847

2 more advisory reps, with emails, phones and branch locations

Location

Headquarters

950 Western Ave
Brattleboro, VT 05301

County

Windham

Region

Northeast

Registrations

• SEC registered
• Registered in 14 jurisdictions
• Website: prentiss-smith.com

Every state, with registration dates

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