Equity Services, Inc.

Overview

Equity Services, Inc. is a Broker Dealer and registered investment adviser based in Montpelier, VT, registered since 1968. It reports $2.8B in assets under management across 12,379 accounts, with 500 employees. Its 758 registered representatives work across 259 branch offices in 36 states.

Reported AUM

$2.8B

Discretionary

41%

Accounts

12,379

Average account

$224K

Employees

500

Registered reps

758

Branch offices

259

Registered since

1968

As reported in the firm's July 2026 filing.

Contact

1 phone number on file

Practice

Services

• Educational Seminars
• Financial Planning
• Individuals or Small Business
• Pension Consulting
• Selection of Other Advisors

Client types

• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan

Fee structure

Commissions, Fixed Fees, Hourly Charges and Percentage of Assets. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Insurance
• Investment Advisory Services
• Kiosk Activities - Insurance
• Limited Partnerships Primary Distributions
• Municipal Securities Broker
• Mutual Fund/Retailer
• Mutual Funds
• Retirement/Pension Products
• Variable Life Insurance & Annuities

Executive officers 3 of 12

• Alex Marcus David President, Chief Executive Officer CRD 2421489
• Carrie Ann Fox Vice President, Financial And Operations Principal CRD 5715395
• Mehran Assadi Director, Chairperson of the Board, Chairman Board of Directors CRD 5270638

9 more executive officers, with direct contact details

Registered reps 3 of 758

• Mackenzie Robert Abbate Insurance Agent · Investment Adviser Rep CRD 7270982
• Nicholas William Abbate Insurance Agent · Registered Rep · Investment Adviser Rep CRD 7324294
• Paul Jeffrey Abbott Insurance Agent · Registered Rep · Investment Adviser Rep CRD 6070270

755 more registered reps, with emails, phones and branch locations

Location

Headquarters

1 National Life Dr
Montpelier, VT 05604

County

Washington

Metro area

Barre, VT

Region

Northeast

Branch offices

259 in 36 states, including Cincinnati, OH, Centennial, CO and Melville, NY

Registrations

• SEC registered, corporation formed in Vermont
• Registered in 51 jurisdictions
• Website: equity-services.com

Every state, with registration dates

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