Ubs Financial Services Inc.

Overview

Ubs Financial Services Inc. is a Broker Dealer and registered investment adviser based in Weehawken, NJ, registered since 1970. It reports $916B in assets under management across 1,144,309 accounts, with 12,524 employees. Its 10,558 registered representatives work across 414 branch offices in 50 states.

Reported AUM

$916B

Discretionary

44%

Accounts

1,144,309

Average account

$8K

Employees

12,524

Registered reps

10,558

Branch offices

414

Registered since

1970

As reported in the firm's August 2026 filing.

Contact

1 phone number on file

Practice

Services

• Educational Seminars
• Financial Planning
• Individuals or Small Business
• Pension Consulting
• Periodicals or Newsletters
• Portfolio Management for Businesses or Institutional Clients
• Securities Ratings
• Selection of Other Advisors

Client types

• Banks or Thrifts
• Charities and Non-Profits
• Corporations/Businesses
• Government
• High Net Worth Individuals
• Individuals
• Insurance Companies
• Other clients
• Pension/Profit Sharing Plan
• Pooled Investment Vehicles

Fee structure

Commissions, Fixed Fees, Hourly Charges, Other Fees and Percentage of Assets. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Floor Activiities
• Insurance
• Inter-Dealer Markers in Corporate Securities
• Interests in Mortgages or Other Receivables
• Investment Advisory Services
• Kiosk Activities - Insurance
• Limited Partnerships Primary Distributions
• Limited Partnerships Secondary Market
• Municipal Securities Broker
• 17 more

Executive officers 3 of 7

• Michael Alan Camacho President CRD 2907298
• Joseph Somma Principal Operations Officer CRD 2219496
• Peter Mozer Managing Director CRD 2523858

4 more executive officers, with direct contact details

Registered reps 3 of 10,558

• Kenneth Abady Insurance Agent · Registered Rep · Investment Adviser Rep CRD 1563615
• Eric Abatemarco Registered Rep CRD 3084974
• Qasim Abbas Registered Rep · Investment Adviser Rep CRD 8190385

10,555 more registered reps, with emails, phones and branch locations

Location

Headquarters

1200 Harbor Blvd
Weehawken, NJ 07086

County

Hudson

Metro area

New York-Newark-Jersey City, NY-NJ-PA

Region

Northeast

Branch offices

414 in 50 states, including New York, NY, Naples, FL and Chicago, IL

Registrations

• SEC registered, corporation formed in Delaware
• Registered in 53 jurisdictions
• Website: ubs.com

Every state, with registration dates

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