Tiaa-Cref Individual & Institutional Services, LLC

Overview

Tiaa-Cref Individual & Institutional Services, LLC is a Broker Dealer and registered investment adviser based in New York, NY, registered since 1992. It reports $37.9B in assets under management across 72,503 accounts, with 1,293 employees. Its 3,563 registered representatives work across 133 branch offices in 45 states.

Reported AUM

$37.9B

Discretionary

100%

Accounts

72,503

Average account

$523K

Employees

1,293

Registered reps

3,563

Branch offices

133

Registered since

1992

As reported in the firm's July 2026 filing.

Contact

1 phone number on file

Practice

Services

• Educational Seminars
• Financial Planning
• Individuals or Small Business
• Selection of Other Advisors

Client types

• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals

Fee structure

Other Fees and Percentage of Assets. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Investment Advisory Services
• Municipal Securities Broker
• Mutual Fund/Retailer
• Mutual Funds
• Mutual Fund/Underwriter
• Non-Enchange Member Transactions
• Options
• Retirement/Pension Products
• 3 more

Executive officers 3 of 13

• Julian Mauro D Ambrosi President, Chief Executive Officer, Elected Manager CRD 4729324
• Eloho Isimeme Ovhori Chief Financial Officer CRD 8201407
• Helen Gwyn Barnhill Chief Legal Officer CRD 2574877

10 more executive officers, with direct contact details

Registered reps 3 of 3,563

• Sydney Joyce Abadom Insurance Agent · Registered Rep CRD 7699721
• Lee Alan Abbey Insurance Agent · Registered Rep · Investment Adviser Rep CRD 6814499
• Ross Hamlet Abbott Registered Rep · Investment Adviser Rep CRD 2756063

3,560 more registered reps, with emails, phones and branch locations

Location

Headquarters

730 3rd Ave
New York, NY 10017

County

New York

Metro area

New York-Newark-Jersey City, NY-NJ-PA

Region

Northeast

Branch offices

133 in 45 states, including Charlotte, NC, Saint Louis, MO and Boston, MA

Registrations

• SEC registered, limited liability company formed in Delaware
• Registered in 53 jurisdictions
• Website: tiaa.org

Every state, with registration dates

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