Cetera Investment Advisers LLC

Overview

Cetera Investment Advisers LLC is an SEC registered investment adviser based in Schaumburg, IL, registered since 1984. It reports $257B in assets under management across 813,961 accounts, with 10,251 employees. It has 10,237 investment adviser representatives.

Reported AUM

$257B

Discretionary

81%

Accounts

813,961

Average account

$316K

Employees

10,251

Advisory reps

10,237

Registered since

1984

Jurisdictions

53

As reported in the firm's August 2026 filing.

Contact

1 phone number on file

Practice

Services

• Educational Seminars
• Financial Planning
• Individuals or Small Business
• Pension Consulting
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Charities and Non-Profits
• Corporations/Businesses
• Government
• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan

Fee structure

Fixed Fees, Hourly Charges and Percentage of Assets. Sponsors a wrap fee program.

Executive officers 3 of 20

• Joseph Daniel Neary Vice President, Manager, Chief Executive Officer and President CRD 2993505
• Jeffrey Robert Buchheister Chief Financial Officer, Manager CRD 4709900
• Kristy Marie Haley Chief Compliance Officer CRD 4022155

17 more executive officers, with direct contact details

Advisory reps 3 of 10,237

• Mohamed Aalen Investment Adviser Rep CRD 6623399
• John David Aaron Insurance Agent · Registered Rep · Investment Adviser Rep CRD 5567930
• Caroline M Aarons Registered Rep · Investment Adviser Rep CRD 6951347

10,234 more advisory reps, with emails, phones and branch locations

Location

Headquarters

1450 American Ln Ste 650 Fl 6
Schaumburg, IL 60173

County

Cook

Metro area

Chicago-Naperville-Elgin, IL-IN-WI

Region

Midwest

Registrations

• SEC registered
• Registered in 53 jurisdictions
• Website: vimeo.com/firstallied

Every state, with registration dates

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