RIA firms in Connecticut
3,321 RIA firms are registered or notice filed in Connecticut: 576 state registered and 2,745 federally registered. 735 are headquartered here.
Another 173 state registered advisers with no address on file are registered only in Connecticut. 81 exempt reporting advisers also file in Connecticut and are not counted as RIA firms. #8 of 52 by RIA firms headquartered.
The largest RIA firms headquartered in Connecticut, by adviser headcount.
| Firm | Advisers | Reported AUM | Registration | City |
|---|---|---|---|---|
| Voya Financial Advisors, Inc.also a Broker Dealer | 743 | $3.9B | Federally registered | Windsor |
| Osaic Institutions, Inc.also a Broker Dealer | 531 | $6.5B | Federally registered | Meriden |
| Steward Partners Investment Advisory, LLC | 474 | $36.7B | Federally registered | Stamford |
| Knights of Columbus Asset Advisors LLC | 229 | $30.5B | Federally registered | New Haven |
| New Edge Wealth | 150 | $19.9B | Federally registered | Stamford |
| A.G.P./Alliance Global Partnersalso a Broker Dealer | 130 | $2.3B | Federally registered | Westport |
| Voya Retirement Advisors, LLC | 109 | $37.5B | Federally registered | Windsor |
| Apella Wealth | 96 | $11.1B | Federally registered | West Hartford |
| Virtus Investment Advisers, LLC | 73 | $51.7B | Federally registered | Hartford |
| Usi Advisors | 65 | $56.3B | Federally registered | Glastonbury |
Most advisers based in Connecticut
Advisers registered and working in Connecticut, by firm, wherever the firm is headquartered.
Reported AUM
Of the RIA firms headquartered in Connecticut that report assets. Advisers each report the assets they manage, so assets one firm sub-advises for another are counted by both.
- Total reported
- $3.4T
- Firms reporting
- 583
- Median, federally registered
- $859M
- Median, state registered
- $35.3M
How they charge
Share of the 639 firms headquartered here that report their fees.
Who they serve
Share of the 577 firms headquartered here that report their client types.
Cities
RIA firms headquartered in each city.
Newly registered firms
RIA firms headquartered here, by the year they first registered.
Every firm, every rep, one record.
A registration lookup shows one firm or one person at a time. Accupoint connects them: each firm with its filings, its offices, its executives and every rep and adviser who works there, each of them on their own record across insurance, Broker Dealer and advisory data.
Size, registrations and practice
Reported AUM, accounts and employees where filed, registrations by state, fee structure, client types and services.
Executives and every rep
Executive officers and the reps and advisers at each firm, with their licenses, registrations and employment history.
Headquarters and branches
Where each firm is based and, for Broker Dealers, every branch office with the reps who work there.
Search, CRM, Claude and ChatGPT
Search and export firms and their people, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Connecticut RIA firms, answered.
How many RIA firms are registered in Connecticut?
3,321 RIA firms are registered or notice filed in Connecticut: 576 state registered and 2,745 federally registered. 735 are headquartered there.
Which RIA firms in Connecticut have the most advisers?
Voya Financial Advisors, Inc. (743 advisers), Osaic Institutions, Inc. (531 advisers) and Steward Partners Investment Advisory, LLC (474 advisers).
How much do RIA firms in Connecticut manage?
The 583 RIA firms headquartered in Connecticut that report assets report $3.4T in total. The median is $859M for federally registered firms and $35.3M for state registered firms.
What is the difference between state and federally registered RIA firms?
Smaller advisers register with the states where they work. Larger advisers register federally and notice file in the states where they have clients, so both appear here.
Can I send these firms to my CRM or ask about them from Claude or ChatGPT?
Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Is Accupoint a government agency?
No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.
Registered or notice filed in Connecticut counts state registered firms and federally registered firms that notice file in the state; exempt reporting advisers are not counted as RIA firms. Headquartered means the firm's main office address. Reported AUM is as each firm reports it. Each firm is counted once.
Accupoint is an independent data company, not a government agency. Accupoint is not a consumer reporting agency.
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