A.G.P./Alliance Global Partners

Overview

A.G.P./Alliance Global Partners is a Broker Dealer and registered investment adviser based in Westport, CT, registered since 1980. It reports $2.3B in assets under management across 6,959 accounts, with 320 employees. Its 306 registered representatives work across 23 branch offices in 12 states.

Reported AUM

$2.3B

Discretionary

82%

Accounts

6,959

Average account

$331K

Employees

320

Registered reps

306

Branch offices

23

Registered since

1980

As reported in the firm's August 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan
• Pooled Investment Vehicles

Fee structure

Hourly Charges, Other Fees and Percentage of Assets. Sponsors a wrap fee program.

Products and services

• Inter-Dealer Markers in Corporate Securities
• Investment Advisory Services
• Municipal Securities Broker
• Mutual Fund/Retailer
• Mutual Funds
• Mutual Fund/Underwriter
• Other
• Private Placements
• Securities Underwriting
• Stock
• Trading Securities for Own Account
• Variable Life Insurance & Annuities

Executive officers 3 of 7

• Phillip William Michals Chief Executive Officer CRD 2414124
• Anthony Joseph Lauriello Municipal Securities Principal CRD 1086881
• Craig Erin Klein Chief Financial Officer, Principal Financial Officer CRD 3253836

4 more executive officers, with direct contact details

Registered reps 3 of 306

• Cole Edwin Aaronson Insurance Agent · Registered Rep · Investment Adviser Rep CRD 6381165
• Femy Acosta-Bacallao Registered Rep CRD 1209309
• Jonathan Brett Adler Registered Rep CRD 4868017

303 more registered reps, with emails, phones and branch locations

Location

Headquarters

88 Post Rd W Ste 2
Westport, CT 06880

County

Western Ct

Metro area

Bridgeport-Stamford-Norwalk, CT

Region

Northeast

Branch offices

23 in 12 states, including New York, NY, Rochelle Park, NJ and Boca Raton, FL

Registrations

• SEC registered, limited liability company formed in New York
• Registered in 53 jurisdictions
• Website: europac.com

Every state, with registration dates

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