RIA firms in Iowa
1,602 RIA firms are registered or notice filed in Iowa: 175 state registered and 1,427 federally registered. 148 are headquartered here.
Another 30 state registered advisers with no address on file are registered only in Iowa. 6 exempt reporting advisers also file in Iowa and are not counted as RIA firms. #32 of 52 by RIA firms headquartered.
The largest RIA firms headquartered in Iowa, by adviser headcount.
| Firm | Advisers | Reported AUM | Registration | City |
|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | 3,919 | $139B | Federally registered | Fairfield |
| Principal Securities, Inc.also a Broker Dealer | 1,461 | $17B | Federally registered | Des Moines |
| Integrity Alliance, LLCalso a Broker Dealer | 339 | $5.4B | Federally registered | Urbandale |
| Transamerica Retirement Advisors, LLC | 306 | $18.8B | Federally registered | Cedar Rapids |
| FBL Wealth Management, LLC | 238 | $9.2M | Federally registered | West Des Moines |
| Principal Advised Services | 224 | $1.4B | Federally registered | Des Moines |
| Avantax Planning Partners, Inc. | 215 | $7.6B | Federally registered | Dubuque |
| BFC Planning, Inc. | 191 | $3.8B | Federally registered | Cedar Rapids |
| Ausdal Financial Partners, Inc.also a Broker Dealer | 189 | $3.7B | Federally registered | Davenport |
| Principal Asset Management | 123 | $428B | Federally registered | Des Moines |
Most advisers based in Iowa
Advisers registered and working in Iowa, by firm, wherever the firm is headquartered.
Reported AUM
Of the RIA firms headquartered in Iowa that report assets. Advisers each report the assets they manage, so assets one firm sub-advises for another are counted by both.
- Total reported
- $99B
- Firms reporting
- 124
- Median, federally registered
- $397M
- Median, state registered
- $43.5M
One firm reports 43% of Iowa's reported AUM.
How they charge
Share of the 144 firms headquartered here that report their fees.
Who they serve
Share of the 127 firms headquartered here that report their client types.
Cities
RIA firms headquartered in each city.
Newly registered firms
RIA firms headquartered here, by the year they first registered.
Every firm, every rep, one record.
A registration lookup shows one firm or one person at a time. Accupoint connects them: each firm with its filings, its offices, its executives and every rep and adviser who works there, each of them on their own record across insurance, Broker Dealer and advisory data.
Size, registrations and practice
Reported AUM, accounts and employees where filed, registrations by state, fee structure, client types and services.
Executives and every rep
Executive officers and the reps and advisers at each firm, with their licenses, registrations and employment history.
Headquarters and branches
Where each firm is based and, for Broker Dealers, every branch office with the reps who work there.
Search, CRM, Claude and ChatGPT
Search and export firms and their people, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Iowa RIA firms, answered.
How many RIA firms are registered in Iowa?
1,602 RIA firms are registered or notice filed in Iowa: 175 state registered and 1,427 federally registered. 148 are headquartered there.
Which RIA firms in Iowa have the most advisers?
Cambridge Investment Research Advisors, Inc. (3,919 advisers), Principal Securities, Inc. (1,461 advisers) and Integrity Alliance, LLC (339 advisers).
How much do RIA firms in Iowa manage?
The 124 RIA firms headquartered in Iowa that report assets report $99B in total. The median is $397M for federally registered firms and $43.5M for state registered firms.
What is the difference between state and federally registered RIA firms?
Smaller advisers register with the states where they work. Larger advisers register federally and notice file in the states where they have clients, so both appear here.
Can I send these firms to my CRM or ask about them from Claude or ChatGPT?
Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Is Accupoint a government agency?
No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.
Registered or notice filed in Iowa counts state registered firms and federally registered firms that notice file in the state; exempt reporting advisers are not counted as RIA firms. Headquartered means the firm's main office address. Reported AUM is as each firm reports it. Each firm is counted once.
Accupoint is an independent data company, not a government agency. Accupoint is not a consumer reporting agency.
Search Iowa RIA firms on Accupoint.
Every firm with its advisers, reported AUM and offices, or talk with our team about the audience you need.