firm profile
Principal Asset Management
Overview
Principal Asset Management is an SEC registered investment adviser based in Des Moines, IA, registered since 1998. It reports $428B in assets under management across 8,169 accounts, with 1,394 employees. It has 123 investment adviser representatives.
- Reported AUM
- $428B
- Discretionary
- 98%
- Accounts
- 8,169
- Average account
- $52.4M
- Employees
- 1,394
- Advisory reps
- 123
- Registered since
- 1998
- Jurisdictions
- 52
As reported in the firm's May 2026 filing.
Contact
1 phone number on file
Practice
- Services
- Client types
- Fee structure
- Fixed Fees, Other Fees, Percentage of Assets and Performance-Based Fees. Sponsors a wrap fee program.
Executive officers 3 of 12
- Simon Alexander McKay Strategic Advisor to Chief Executive Officer CRD 4550744
- Barbara Wenig Chief Business Officer CRD 5412981
- George Peter Maris Chief Investment Officer, Global Head of Equities CRD 5899106
9 more executive officers, with direct contact details
Advisory reps 3 of 123
- Michael P Adamson Insurance Agent · Registered Rep · Investment Adviser Rep CRD 3187214
- Clint Kelly Anderson Registered Rep · Investment Adviser Rep CRD 4837605
- Russell John Anthofer Registered Rep · Investment Adviser Rep CRD 4421512
120 more advisory reps, with emails, phones and branch locations
Location
- Headquarters
- 801 Grand Ave
Des Moines, IA 50309 - County
- Polk
- Metro area
- Des Moines-West Des Moines, IA
- Region
- Midwest
Registrations
- SEC registered
- Registered in 52 jurisdictions
- Website: principalam.com
Every state, with registration dates
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