firm profile
Avantax Planning Partners, Inc.
Overview
Avantax Planning Partners, Inc. is an SEC registered investment adviser based in Dubuque, IA, registered since 1996. It reports $7.6B in assets under management across 13,797 accounts, with 261 employees. It has 215 investment adviser representatives.
- Reported AUM
- $7.6B
- Discretionary
- 100%
- Accounts
- 13,797
- Average account
- $549K
- Employees
- 261
- Advisory reps
- 215
- Registered since
- 1996
- Jurisdictions
- 52
As reported in the firm's June 2026 filing.
Contact
1 phone number on file
Practice
- Services
- Client types
- Fee structure
- Fixed Fees, Hourly Charges and Percentage of Assets
Executive officers 3 of 16
- Andrew David Watts President CRD 4780880
- Matthew Gregory Bregozzo Chief Compliance Officer CRD 5881295
- Joseph Daniel Neary Director, Vice President CRD 2993505
13 more executive officers, with direct contact details
Advisory reps 3 of 215
- Kelly E Adams Registered Rep · Investment Adviser Rep CRD 4372012
- Andrea Lynn Addo Investment Adviser Rep CRD 7299125
- Daniyal Ikhlas Ahmed Insurance Agent · Registered Rep · Investment Adviser Rep CRD 6810774
212 more advisory reps, with emails, phones and branch locations
Location
- Headquarters
- 210 Jones St Ste 104
Dubuque, IA 52001 - County
- Dubuque
- Metro area
- Dubuque, IA
- Region
- Midwest
Registrations
- SEC registered
- Registered in 52 jurisdictions
- Website: avantax.com/affiliation-models/registered-investment-advisors-ria
Every state, with registration dates
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- Stackstone Wealth, LLCDubuque, IA19 reps
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