Steele Capital Management, Inc.

Overview

Steele Capital Management, Inc. is an SEC registered investment adviser based in Dubuque, IA, registered since 1995. It reports $3.5B in assets under management across 4,418 accounts, with 15 employees. It has 15 investment adviser representatives.

Reported AUM

$3.5B

Discretionary

99%

Accounts

4,418

Average account

$803K

Employees

15

Advisory reps

15

Registered since

1995

Jurisdictions

23

As reported in the firm's August 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Pension Consulting
• Portfolio Management for Businesses or Institutional Clients

Client types

• Corporations/Businesses
• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan

Fee structure

Percentage of Assets

Executive officers 3 of 6

• Michael Daniel Steele Chief Executive Officer, President CRD 1017847
• Brett Allen Wessels Chief Investment Officer CRD 6114351
• Kathryn Lynn Moran Chief Compliance Officer, Chief Financial Officer CRD 5029925

3 more executive officers, with direct contact details

Advisory reps 3 of 15

• Christopher Matthew Boxleiter Investment Adviser Rep CRD 5352437
• Thomas Joseph Halatek Investment Adviser Rep CRD 7939282
• Vernon Harold Henjes Investment Adviser Rep CRD 6150316

12 more advisory reps, with emails, phones and branch locations

Location

Headquarters

1000 Jackson St Ste 201
Dubuque, IA 52001

County

Dubuque

Metro area

Dubuque, IA

Region

Midwest

Registrations

• SEC registered
• Registered in 23 jurisdictions
• Website: steelecapital.com

Every state, with registration dates

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