Ausdal Financial Partners, Inc.

Overview

Ausdal Financial Partners, Inc. is a Broker Dealer and registered investment adviser based in Davenport, IA, registered since 1980. It reports $3.7B in assets under management across 16,572 accounts, with 306 employees. Its 295 registered representatives work across 169 branch offices in 32 states.

Reported AUM

$3.7B

Discretionary

93%

Accounts

16,572

Average account

$225K

Employees

306

Registered reps

295

Branch offices

169

Registered since

1980

As reported in the firm's April 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Other Advisory Services
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan

Fee structure

Commissions, Fixed Fees, Hourly Charges, Other Fees and Percentage of Assets. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Investment Advisory Services
• Kiosk Activities - Bank
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Fund/Retailer
• Mutual Funds
• Mutual Fund/Underwriter
• Options
• 9 more

Executive officers 3 of 5

• James Jefferson Simpson Shareholder, Chief Executive Officer, Board Member CRD 2204191
• Ivana M Shumberg Financial and Operations Principal CRD 3167225
• Nathan David Westcomb Chief Compliance Officer CRD 6342420

2 more executive officers, with direct contact details

Registered reps 3 of 295

• Joseph G Alagna Insurance Agent · Registered Rep · Investment Adviser Rep CRD 2250374
• Paul G Alberts Insurance Agent · Registered Rep · Investment Adviser Rep CRD 1343591
• Susan Michelle Kalkstein Alexander Insurance Agent · Registered Rep · Investment Adviser Rep CRD 4745563

292 more registered reps, with emails, phones and branch locations

Location

Headquarters

5187 Utica Ridge Rd
Davenport, IA 52807

County

Scott

Metro area

Davenport-Moline-Rock Island, IA-IL

Region

Midwest

Branch offices

169 in 32 states, including Chicago, IL, Colorado Springs, CO and Orland Park, IL

Registrations

• SEC registered, corporation formed in Iowa
• Registered in 52 jurisdictions
• Website: ausdal.com

Every state, with registration dates

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