Skip to main content
registered representatives by state

Registered representatives in Rhode Island

167,569 registered representatives held a Rhode Island registration on record as of September 24, 2026; 5,810 of them have a Rhode Island business address. On Accupoint each is one record across Broker Dealer, advisory and insurance data.

167,569Registered in Rhode Island
5,810Business address in Rhode Island
11,639First registered in the last 12 months
22,081Joined their current Broker Dealer in the last 12 months
#43of 52 by reps registered

From national registration data as of September 24, 2026. Each rep is counted once.

one record, every channel

95,331 Rhode Island reps also hold an insurance license or an advisory registration.

A registration lookup answers one question about one person. On Accupoint, a Rhode Island rep's record also carries their registrations in every other state, their exams and the Broker Dealers they have worked for, and for those who are also insurance agents or investment adviser representatives (IARs), their licenses, carrier appointments and advisory registrations.

12,054Also licensed as an agent in Rhode Island (7.2%)
3,857Also an IAR in Rhode Island (2.3%)
43,466Rep, adviser and agent on one record, in any state

Exams held on record

Reps registered in Rhode Island. The SIE is left out: nearly every rep holds it.

Series 7, General Securities Representative152,121
Series 63, Uniform Securities Agent State Law124,667
Series 66, Uniform Combined State Law68,893
Series 65, Uniform Investment Adviser Law26,691
Series 6, Investment Company and Variable Contracts Products Representative26,051
Series 24, General Securities Principal24,316
Series 10, General Securities Sales Supervisor (General)19,614
Series 9, General Securities Sales Supervisor (Options)19,525
Series 79, Investment Banking Representative18,610
Series 3, National Commodity Futures12,262

Broker Dealers with the most reps in Rhode Island

Among reps registered in Rhode Island with a business address there, by current Broker Dealer.

Top cities

Reps registered in Rhode Island with a business address in each city.

Smithfield4,175
Providence486
Riverside261
Warwick222
Johnston137
Cranston104
Newport51
East Greenwich32
Westerly32
Wakefield28

Years since first registered

Reps registered in Rhode Island, by years since they first registered with a Broker Dealer.

0-1 years22,892
2-4 years29,732
5-9 years26,622
10-19 years36,477
20-29 years31,191
30+ years20,655
First registered
11,639 reps registered in Rhode Island first registered with a Broker Dealer in the 12 months to September 24, 2026; 535 of them have a Rhode Island business address. 22,081 joined their current Broker Dealer in the same 12 months.
Broker Dealers
7 Broker Dealers are headquartered in Rhode Island, and 1,359 are registered there (firm data as of October 2, 2026).
Where they work
161,759 are registered in Rhode Island with a business address elsewhere or none on record. Across the country, 115,654 reps are registered in 50 or more jurisdictions.
beyond a registration lookup

Every state, every channel, one record.

A registration lookup shows one person at a time. Accupoint shows the whole professional: every state they are registered in, the exams on their record, the Broker Dealers they have worked for, and any insurance licenses and advisory registrations, on one record you can search, export and act on.

651,838

Registered representatives, counted once

Across 52 jurisdictions. 460,656 are registered in more than one state, 24.6 states each on average.

410,239

Reps who are also agents or advisers

Registered representatives who also hold an insurance license or an advisory registration, on the same record.

History

Registrations, exams and employment

Registrations by state, the exams on record and the Broker Dealers they have worked for, for everyone in the channel, plus license and carrier appointment history for those who are also insurance agents.

Act on it

Search, CRM, Claude and ChatGPT

Search and export by registration, exam, Broker Dealer and geography, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.

questions

Rhode Island registered representatives, answered.

How many registered representatives are registered in Rhode Island?

167,569 registered representatives held a Rhode Island registration on record as of September 24, 2026. 5,810 of them have a Rhode Island business address, and 161,759 are registered there with a business address elsewhere or none on record.

How many reps registered in Rhode Island entered the industry in the last 12 months?

11,639 reps registered in Rhode Island first registered with a Broker Dealer in the 12 months to September 24, 2026; 535 of them have a Rhode Island business address.

Which exams do reps registered in Rhode Island hold?

The most common exams on record are Series 7, General Securities Representative (152,121 reps); Series 63, Uniform Securities Agent State Law (124,667 reps); and Series 66, Uniform Combined State Law (68,893 reps). The SIE is left out: nearly every rep holds it.

How many Rhode Island reps are also agents or advisers?

49,434 reps registered in Rhode Island also hold an insurance license and 89,363 are also investment adviser representatives; 43,466 are all three. In Rhode Island itself, 12,054 are also licensed as agents and 3,857 are also registered as investment adviser representatives. On Accupoint they are one record each.

What does registered in a state mean?

A rep registers in each state where they serve clients, so reps who serve clients across state lines often hold many state registrations. Across the country, 460,656 reps are registered in more than one state.

Can I send these reps to my CRM or ask about them from Claude or ChatGPT?

Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.

Is Accupoint a government agency?

No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.

Search Rhode Island reps on Accupoint.

Every Rhode Island rep with their registrations, exams and history, or talk with our team about the audience you need.