Broker Dealers in Rhode Island
1,359 Broker Dealers are registered in Rhode Island. 86 of them have branch offices here, where 7,494 registered reps work.
#46 of 52 by Broker Dealer offices. Each firm is counted once.
The largest Broker Dealers in Rhode Island, by reps at Rhode Island offices.
| Firm | Reps here | Offices here | Reps in all | Headquarters |
|---|---|---|---|---|
| Fidelity Brokerage Services LLC | 5,067 | 6 | 31,040 | Smithfield, RI |
| National Financial Services LLC | 383 | 2 | 1,798 | Boston, MA |
| Merrill Lynch, Pierce, Fenner & Smith Incorporatedalso an RIA firm | 375 | 15 | 27,235 | New York, NY |
| Fidelity Distributors Company LLC | 361 | 2 | 577 | Smithfield, RI |
| Citizens Securities, Inc.also an RIA firm | 180 | 34 | 1,010 | Johnston, RI |
| LPL Financial LLCalso an RIA firm | 99 | 45 | 32,870 | Fort Mill, SC |
| Morgan Stanleyalso an RIA firm | 91 | 3 | 26,525 | Purchase, NY |
| Ameriprise Financial Services, LLCalso an RIA firm | 74 | 19 | 14,183 | Minneapolis, MN |
| MML Investors Services, LLCalso an RIA firm | 74 | 8 | 7,226 | Springfield, MA |
| Osaic Wealth, Inc.also an RIA firm | 53 | 18 | 11,505 | Scottsdale, AZ |
Cities with the most offices
Broker Dealer branch offices in each city.
Headquartered in Rhode Island
7 Broker Dealers are headquartered in Rhode Island. The largest by reps: Fidelity Brokerage Services LLC, Citizens Securities, Inc., Fidelity Distributors Company LLC, Brown, Lisle/Cummings, Inc. and Barrett & Company.
Every firm, every rep, one record.
A registration lookup shows one firm or one person at a time. Accupoint connects them: each firm with its filings, its offices, its executives and every rep and adviser who works there, each of them on their own record across insurance, Broker Dealer and advisory data.
Size, registrations and practice
Reported AUM, accounts and employees where filed, registrations by state, fee structure, client types and services.
Executives and every rep
Executive officers and the reps and advisers at each firm, with their licenses, registrations and employment history.
Headquarters and branches
Where each firm is based and, for Broker Dealers, every branch office with the reps who work there.
Search, CRM, Claude and ChatGPT
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Rhode Island Broker Dealers, answered.
How many Broker Dealers are registered in Rhode Island?
1,359 Broker Dealers are registered in Rhode Island. 86 of them have branch offices there, and 7 are headquartered there.
Which Broker Dealers have the most reps in Rhode Island?
Fidelity Brokerage Services LLC (5,067 reps at 6 offices), National Financial Services LLC (383 reps at 2 offices) and Merrill Lynch, Pierce, Fenner & Smith Incorporated (375 reps at 15 offices).
How many reps work at Broker Dealer offices in Rhode Island?
7,494 registered representatives work at 372 Broker Dealer branch offices in Rhode Island.
Why are so many Broker Dealers registered in every state?
A Broker Dealer registers in each state where it does business with clients, so most large firms are registered almost everywhere. Branch offices show where its reps actually work.
Can I send these firms to my CRM or ask about them from Claude or ChatGPT?
Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Is Accupoint a government agency?
No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.
Registered in Rhode Island means a Broker Dealer registered to do business there; most large firms register in nearly every state. Offices are the branch offices of firms registered there, with the number of reps on record at each. Headquartered counts firms registered there whose main office is there too. Each firm is counted once.
Accupoint is an independent data company, not a government agency. Accupoint is not a consumer reporting agency.
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