Broker Dealers in Connecticut
1,927 Broker Dealers are registered in Connecticut. 337 of them have branch offices here, where 10,171 registered reps work.
#24 of 52 by Broker Dealer offices. Each firm is counted once.
The largest Broker Dealers in Connecticut, by reps at Connecticut offices.
| Firm | Reps here | Offices here | Reps in all | Headquarters |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporatedalso an RIA firm | 660 | 49 | 27,235 | New York, NY |
| LPL Financial LLCalso an RIA firm | 615 | 294 | 32,870 | Fort Mill, SC |
| Voya Financial Partners, LLC | 477 | 3 | 774 | Windsor, CT |
| Morgan Stanleyalso an RIA firm | 422 | 11 | 26,525 | Purchase, NY |
| J.P. Morgan Securities LLCalso an RIA firm | 348 | 61 | 35,531 | New York, NY |
| MML Investors Services, LLCalso an RIA firm | 301 | 31 | 7,226 | Springfield, MA |
| Ameriprise Financial Services, LLCalso an RIA firm | 291 | 65 | 14,183 | Minneapolis, MN |
| Prudential Annuities Distributors, Inc | 280 | 3 | 574 | Shelton, CT |
| UBS Financial Services Inc.also an RIA firm | 263 | 8 | 10,549 | Weehawken, NJ |
| Northwestern Mutual Investment Services, LLCalso an RIA firm | 236 | 19 | 12,255 | Milwaukee, WI |
Cities with the most offices
Broker Dealer branch offices in each city.
Headquartered in Connecticut
117 Broker Dealers, by registered reps across the firm.
- Voya Financial Advisors, Inc.976 reps
- Voya Financial Partners, LLC774 reps
- Osaic Institutions, Inc.667 reps
- Prudential Annuities Distributors, Inc574 reps
- Interactive Brokers LLC404 reps
Every firm, every rep, one record.
A registration lookup shows one firm or one person at a time. Accupoint connects them: each firm with its filings, its offices, its executives and every rep and adviser who works there, each of them on their own record across insurance, Broker Dealer and advisory data.
Size, registrations and practice
Reported AUM, accounts and employees where filed, registrations by state, fee structure, client types and services.
Executives and every rep
Executive officers and the reps and advisers at each firm, with their licenses, registrations and employment history.
Headquarters and branches
Where each firm is based and, for Broker Dealers, every branch office with the reps who work there.
Search, CRM, Claude and ChatGPT
Search and export firms and their people, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Connecticut Broker Dealers, answered.
How many Broker Dealers are registered in Connecticut?
1,927 Broker Dealers are registered in Connecticut. 337 of them have branch offices there, and 117 are headquartered there.
Which Broker Dealers have the most reps in Connecticut?
Merrill Lynch, Pierce, Fenner & Smith Incorporated (660 reps at 49 offices), LPL Financial LLC (615 reps at 294 offices) and Voya Financial Partners, LLC (477 reps at 3 offices).
How many reps work at Broker Dealer offices in Connecticut?
10,171 registered representatives work at 1,766 Broker Dealer branch offices in Connecticut.
Why are so many Broker Dealers registered in every state?
A Broker Dealer registers in each state where it does business with clients, so most large firms are registered almost everywhere. Branch offices show where its reps actually work.
Can I send these firms to my CRM or ask about them from Claude or ChatGPT?
Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Is Accupoint a government agency?
No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.
Registered in Connecticut means a Broker Dealer registered to do business there; most large firms register in nearly every state. Offices are the branch offices of firms registered there, with the number of reps on record at each. Headquartered counts firms registered there whose main office is there too. Each firm is counted once.
Accupoint is an independent data company, not a government agency. Accupoint is not a consumer reporting agency.
Search Connecticut Broker Dealers on Accupoint.
Every firm with its offices, executives and reps, or talk with our team about the audience you need.