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broker dealers by state

Broker Dealers in Delaware

1,536 Broker Dealers are registered in Delaware. 71 of them have branch offices here, where 1,702 registered reps work.

1,536Registered in Delaware
71With offices here
326Branch offices
1,702Reps at those offices
4Headquartered here

#47 of 52 by Broker Dealer offices. Each firm is counted once.

the largest here

The largest Broker Dealers in Delaware, by reps at Delaware offices.

FirmReps hereOffices hereReps in allHeadquarters
J.P. Morgan Securities LLCalso an RIA firm 533 15 35,531 New York, NY
LPL Financial LLCalso an RIA firm 104 56 32,870 Fort Mill, SC
Ameriprise Financial Services, LLCalso an RIA firm 89 16 14,183 Minneapolis, MN
Morgan Stanleyalso an RIA firm 82 2 26,525 Purchase, NY
Merrill Lynch, Pierce, Fenner & Smith Incorporatedalso an RIA firm 80 9 27,235 New York, NY
Realta Equities, Inc. 76 1 155 Wilmington, DE
Cetera Wealth Services, LLC 70 11 7,863 El Segundo, CA
PFS Investments Inc.also an RIA firm 68 5 19,375 Duluth, GA
Janney Montgomery Scott LLCalso an RIA firm 50 5 1,565 Philadelphia, PA
Osaic Wealth, Inc.also an RIA firm 44 23 11,505 Scottsdale, AZ

Cities with the most offices

Broker Dealer branch offices in each city.

Wilmington105
Newark42
Dover19
Lewes18
Middletown18
Greenville16
Hockessin13
Rehoboth Beach13
Bear8
Millsboro8

Headquartered in Delaware

4 Broker Dealers are headquartered in Delaware: Realta Equities, Inc., One Growth Securities LLC, Astrabit and Paddock Securities LLC.

Dual registered
255 of the Broker Dealers registered in Delaware are also RIA firms.
Newer firms
120 Broker Dealers registered in Delaware were formed in 2022 or later.
One rep offices
184 of the 326 branch offices in Delaware have a single registered rep.
beyond a registration lookup

Every firm, every rep, one record.

A registration lookup shows one firm or one person at a time. Accupoint connects them: each firm with its filings, its offices, its executives and every rep and adviser who works there, each of them on their own record across insurance, Broker Dealer and advisory data.

Filings

Size, registrations and practice

Reported AUM, accounts and employees where filed, registrations by state, fee structure, client types and services.

People

Executives and every rep

Executive officers and the reps and advisers at each firm, with their licenses, registrations and employment history.

Offices

Headquarters and branches

Where each firm is based and, for Broker Dealers, every branch office with the reps who work there.

Act on it

Search, CRM, Claude and ChatGPT

Search and export firms and their people, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.

questions

Delaware Broker Dealers, answered.

How many Broker Dealers are registered in Delaware?

1,536 Broker Dealers are registered in Delaware. 71 of them have branch offices there, and 4 are headquartered there.

Which Broker Dealers have the most reps in Delaware?

J.P. Morgan Securities LLC (533 reps at 15 offices), LPL Financial LLC (104 reps at 56 offices) and Ameriprise Financial Services, LLC (89 reps at 16 offices).

How many reps work at Broker Dealer offices in Delaware?

1,702 registered representatives work at 326 Broker Dealer branch offices in Delaware.

Why are so many Broker Dealers registered in every state?

A Broker Dealer registers in each state where it does business with clients, so most large firms are registered almost everywhere. Branch offices show where its reps actually work.

Can I send these firms to my CRM or ask about them from Claude or ChatGPT?

Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.

Is Accupoint a government agency?

No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.

Search Delaware Broker Dealers on Accupoint.

Every firm with its offices, executives and reps, or talk with our team about the audience you need.