Osaic Wealth, Inc.

Overview

Osaic Wealth, Inc. is a Broker Dealer and registered investment adviser based in Scottsdale, AZ, registered since 1988. It reports $235B in assets under management across 850,797 accounts, with 8,979 employees. Its 11,557 registered representatives work across 4,930 branch offices in 52 states.

Reported AUM

$235B

Discretionary

69%

Accounts

850,797

Average account

$276K

Employees

8,979

Registered reps

11,557

Branch offices

4,930

Registered since

1988

As reported in the firm's August 2026 filing.

Contact

1 phone number on file

Practice

Services

• Educational Seminars
• Financial Planning
• Individuals or Small Business
• Pension Consulting
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Banks or Thrifts
• Charities and Non-Profits
• Corporations/Businesses
• Government
• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan
• Pooled Investment Vehicles

Fee structure

Fixed Fees, Hourly Charges and Percentage of Assets. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Derivatives
• Insurance
• Investment Advisory Services
• Kiosk Activities - Bank
• Kiosk Activities - Insurance
• Limited Partnerships Primary Distributions
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Fund/Retailer
• Mutual Funds
• Non-Enchange Member Transactions
• 8 more

Executive officers 3 of 6

• Gregory Allen Cornick Chief Executive Officer, President, Director CRD 3132991
• Christopher Mills Mitchell Corporate Treasurer, Financial Principal CRD 2420144
• James Dale Price Chairperson, Chairman, Director CRD 1243224

3 more executive officers, with direct contact details

Registered reps 3 of 11,557

• Mark Jay Aasen Registered Rep · Investment Adviser Rep CRD 4343046
• Tzvi Abaranok Insurance Agent · Registered Rep CRD 1747595
• Scott E Abarr Registered Rep CRD 5350989

11,554 more registered reps, with emails, phones and branch locations

Location

Headquarters

18700 N Hayden Rd Ste 1410
Scottsdale, AZ 85255

County

Maricopa

Metro area

Phoenix-Mesa-Chandler, AZ

Region

West

Branch offices

4,930 in 52 states, including Houston, TX, Omaha, NE and San Diego, CA

Registrations

• SEC registered, corporation formed in Delaware
• Registered in 53 jurisdictions
• Website: royalalliance.com

Every state, with registration dates

Similar firms near Scottsdale

• United Planners' Financial Services of America a Limited PartnerScottsdale, AZ593 reps
• Integrity Capital, LLCScottsdale, AZ125 reps
• M. S. Howells & Co.Scottsdale, AZ116 reps
• Vision 4 Fund DistributorsScottsdale, AZ24 reps
• Fairport Capital, Inc.Scottsdale, AZ15 reps