Broker Dealers in New York
2,644 Broker Dealers are registered in New York. 1,336 of them have branch offices here, where 120,564 registered reps work.
#4 of 52 by Broker Dealer offices. Each firm is counted once.
The largest Broker Dealers in New York, by reps at New York offices.
| Firm | Reps here | Offices here | Reps in all | Headquarters |
|---|---|---|---|---|
| J.P. Morgan Securities LLCalso an RIA firm | 10,053 | 580 | 35,531 | New York, NY |
| Goldman Sachs & Co. LLCalso an RIA firm | 5,076 | 3 | 8,228 | New York, NY |
| Citigroup Global Markets Inc.also an RIA firm | 5,074 | 150 | 7,011 | New York, NY |
| Morgan Stanleyalso an RIA firm | 4,968 | 41 | 26,525 | Purchase, NY |
| Merrill Lynch, Pierce, Fenner & Smith Incorporatedalso an RIA firm | 4,316 | 199 | 27,235 | New York, NY |
| BofA Securities, Inc.also an RIA firm | 3,727 | 4 | 5,132 | New York, NY |
| Morgan Stanley & Co. LLC | 3,589 | 6 | 4,100 | New York, NY |
| Barclays Capital Inc. | 2,591 | 2 | 2,950 | New York, NY |
| RBC Capital Markets, LLCalso an RIA firm | 2,070 | 12 | 6,622 | New York, NY |
| UBS Securities LLC | 2,065 | 2 | 2,272 | New York, NY |
Cities with the most offices
Broker Dealer branch offices in each city.
Headquartered in New York
893 Broker Dealers, by registered reps across the firm.
- J.P. Morgan Securities LLC35,531 reps
- Merrill Lynch, Pierce, Fenner & Smith Incorporated27,235 reps
- Morgan Stanley26,525 reps
- NYLIFE Securities LLC9,002 reps
- Goldman Sachs & Co. LLC8,228 reps
Every firm, every rep, one record.
A registration lookup shows one firm or one person at a time. Accupoint connects them: each firm with its filings, its offices, its executives and every rep and adviser who works there, each of them on their own record across insurance, Broker Dealer and advisory data.
Size, registrations and practice
Reported AUM, accounts and employees where filed, registrations by state, fee structure, client types and services.
Executives and every rep
Executive officers and the reps and advisers at each firm, with their licenses, registrations and employment history.
Headquarters and branches
Where each firm is based and, for Broker Dealers, every branch office with the reps who work there.
Search, CRM, Claude and ChatGPT
Search and export firms and their people, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
New York Broker Dealers, answered.
How many Broker Dealers are registered in New York?
2,644 Broker Dealers are registered in New York. 1,336 of them have branch offices there, and 893 are headquartered there.
Which Broker Dealers have the most reps in New York?
J.P. Morgan Securities LLC (10,053 reps at 580 offices), Goldman Sachs & Co. LLC (5,076 reps at 3 offices) and Citigroup Global Markets Inc. (5,074 reps at 150 offices).
How many reps work at Broker Dealer offices in New York?
120,564 registered representatives work at 7,315 Broker Dealer branch offices in New York.
Why are so many Broker Dealers registered in every state?
A Broker Dealer registers in each state where it does business with clients, so most large firms are registered almost everywhere. Branch offices show where its reps actually work.
Can I send these firms to my CRM or ask about them from Claude or ChatGPT?
Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Is Accupoint a government agency?
No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.
Registered in New York means a Broker Dealer registered to do business there; most large firms register in nearly every state. Offices are the branch offices of firms registered there, with the number of reps on record at each. Headquartered counts firms registered there whose main office is there too. Each firm is counted once.
Accupoint is an independent data company, not a government agency. Accupoint is not a consumer reporting agency.
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