Ubs Securities LLC

Overview

Ubs Securities LLC is a Broker Dealer based in New York, NY, formed in 1998 in Delaware. Its 2,272 registered representatives work across 26 branch offices in 14 states.

Registered reps

2,272

Branch offices

26

Formed

1998

Jurisdictions

52

Contact

1 phone number on file

Practice

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Inter-Dealer Markers in Corporate Securities
• Interests in Mortgages or Other Receivables
• Municipal Securities Broker
• Municipal Securities Dealer
• Non-Floor Activities
• Options
• Other
• Private Placements
• Securities of Non-Profit Organizations
• 6 more

Executive officers 3 of 8

• Michael J Ebert President, Chair Of The Board CRD 4556059
• Callum Nieto Principal Operations Officer CRD 6765482
• Derek Emmett Capanna Managing Director, Senior Manager Trading And Sales CRD 2401898

5 more executive officers, with direct contact details

Registered reps 3 of 2,272

• Luke Matthew Lawrence Aaron Registered Rep CRD 7546352
• Scott B Abbott Registered Rep CRD 4773344
• Liav Abraham Registered Rep CRD 6102926

2,269 more registered reps, with emails, phones and branch locations

Location

Headquarters

11 Madison Ave
New York, NY 10010

County

New York

Metro area

New York-Newark-Jersey City, NY-NJ-PA

Region

Northeast

Branch offices

26 in 14 states, including Chicago, IL, Boston, MA and Nashville, TN

Registrations

• FINRA member, limited liability company formed in Delaware
• Registered in 52 jurisdictions
• Website: ubs.com/us/en.html

Every state, with registration dates

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