Rbc Capital Markets, LLC

Overview

Rbc Capital Markets, LLC is a Broker Dealer and registered investment adviser based in New York, NY, registered since 1977. It reports $31B in assets under management across 511,871 accounts, with 8,781 employees. Its 6,623 registered representatives work across 254 branch offices in 45 states.

Reported AUM

$31B

Discretionary

76%

Accounts

511,871

Average account

$606K

Employees

8,781

Registered reps

6,623

Branch offices

254

Registered since

1977

As reported in the firm's September 2026 filing.

Contact

1 phone number on file

Practice

Services

• Educational Seminars
• Financial Planning
• Individuals or Small Business
• Other Advisory Services
• Pension Consulting
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Banks or Thrifts
• Charities and Non-Profits
• Corporations/Businesses
• Government
• High Net Worth Individuals
• Individuals
• Insurance Companies
• Pension/Profit Sharing Plan
• Pooled Investment Vehicles

Fee structure

Fixed Fees and Percentage of Assets. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Inter-Dealer Markers in Corporate Securities
• Interests in Mortgages or Other Receivables
• Investment Advisory Services
• Kiosk Activities - Bank
• Limited Partnerships Primary Distributions
• Limited Partnerships Secondary Market
• Municipal Securities Broker
• Municipal Securities Dealer
• 14 more

Executive officers 3 of 11

• Robert Michael Armstrong Chief Executive Officer, Wealth Management CRD 1530547
• Vito Antonio Sperduto Director, Chief Executive Officer Of U.S. Capital Markets And Chairman Of The Board, Chief Executive Officer of U.S. Capital Markets & Chairman of the Board CRD 2524961
• Thomas Steven Sagissor President CRD 2429425

8 more executive officers, with direct contact details

Registered reps 3 of 6,623

• Dustin Derek Aamodt Registered Rep CRD 5277691
• Tiffany Jacqueline Aanenson Registered Rep CRD 6291263
• Joseph A Abbate Insurance Agent · Registered Rep · Investment Adviser Rep CRD 836683

6,620 more registered reps, with emails, phones and branch locations

Location

Headquarters

200 Vesey St
New York, NY 10281

County

New York

Metro area

New York-Newark-Jersey City, NY-NJ-PA

Region

Northeast

Branch offices

254 in 45 states, including Atlanta, GA, Minneapolis, MN and Boston, MA

Registrations

• SEC registered, limited liability company formed in Minnesota
• Registered in 53 jurisdictions
• Website: rbccm.com/en

Every state, with registration dates

Similar firms near New York

• J.P. Morgan Securities LLCNew York, NY35,531 reps
• Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, NY27,235 reps
• Nylife Securities LLCNew York, NY9,002 reps
• Goldman Sachs & Co. LLCNew York, NY8,228 reps
• Citigroup Global Markets Inc.New York, NY7,011 reps