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broker dealers by state

Broker Dealers in Pennsylvania

1,831 Broker Dealers are registered in Pennsylvania. 345 of them have branch offices here, where 25,375 registered reps work.

1,831Registered in Pennsylvania
345With offices here
4,786Branch offices
25,375Reps at those offices
75Headquartered here

#6 of 52 by Broker Dealer offices. Each firm is counted once.

the largest here

The largest Broker Dealers in Pennsylvania, by reps at Pennsylvania offices.

FirmReps hereOffices hereReps in allHeadquarters
Vanguard Marketing Corporation 4,526 1 9,493 Malvern, PA
LPL Financial LLCalso an RIA firm 1,620 712 32,870 Fort Mill, SC
Merrill Lynch, Pierce, Fenner & Smith Incorporatedalso an RIA firm 854 76 27,235 New York, NY
PFS Investments Inc.also an RIA firm 775 94 19,375 Duluth, GA
Wells Fargo Clearing Services, LLCalso an RIA firm 714 168 18,535 Saint Louis, MO
Morgan Stanleyalso an RIA firm 686 27 26,525 Purchase, NY
MML Investors Services, LLCalso an RIA firm 596 68 7,226 Springfield, MA
Ameriprise Financial Services, LLCalso an RIA firm 592 167 14,183 Minneapolis, MN
Janney Montgomery Scott LLCalso an RIA firm 592 36 1,565 Philadelphia, PA
Osaic Wealth, Inc.also an RIA firm 536 241 11,505 Scottsdale, AZ

Cities with the most offices

Broker Dealer branch offices in each city.

Pittsburgh307
Philadelphia188
Lancaster119
Erie98
Allentown94
York74
Doylestown65
West Chester64
Harrisburg62
Wayne62

Headquartered in Pennsylvania

75 Broker Dealers, by registered reps across the firm.

0 to 10 reps26
11 to 50 reps22
51 to 250 reps14
251 to 1,000 reps7
over 1,000 reps6
Dual registered
293 of the Broker Dealers registered in Pennsylvania are also RIA firms.
Newer firms
147 Broker Dealers registered in Pennsylvania were formed in 2022 or later.
One rep offices
2,452 of the 4,786 branch offices in Pennsylvania have a single registered rep.
beyond a registration lookup

Every firm, every rep, one record.

A registration lookup shows one firm or one person at a time. Accupoint connects them: each firm with its filings, its offices, its executives and every rep and adviser who works there, each of them on their own record across insurance, Broker Dealer and advisory data.

Filings

Size, registrations and practice

Reported AUM, accounts and employees where filed, registrations by state, fee structure, client types and services.

People

Executives and every rep

Executive officers and the reps and advisers at each firm, with their licenses, registrations and employment history.

Offices

Headquarters and branches

Where each firm is based and, for Broker Dealers, every branch office with the reps who work there.

Act on it

Search, CRM, Claude and ChatGPT

Search and export firms and their people, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.

questions

Pennsylvania Broker Dealers, answered.

How many Broker Dealers are registered in Pennsylvania?

1,831 Broker Dealers are registered in Pennsylvania. 345 of them have branch offices there, and 75 are headquartered there.

Which Broker Dealers have the most reps in Pennsylvania?

Vanguard Marketing Corporation (4,526 reps at 1 office), LPL Financial LLC (1,620 reps at 712 offices) and Merrill Lynch, Pierce, Fenner & Smith Incorporated (854 reps at 76 offices).

How many reps work at Broker Dealer offices in Pennsylvania?

25,375 registered representatives work at 4,786 Broker Dealer branch offices in Pennsylvania.

Why are so many Broker Dealers registered in every state?

A Broker Dealer registers in each state where it does business with clients, so most large firms are registered almost everywhere. Branch offices show where its reps actually work.

Can I send these firms to my CRM or ask about them from Claude or ChatGPT?

Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.

Is Accupoint a government agency?

No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.

Search Pennsylvania Broker Dealers on Accupoint.

Every firm with its offices, executives and reps, or talk with our team about the audience you need.