Mml Investors Services, LLC

Overview

Mml Investors Services, LLC is a Broker Dealer and registered investment adviser based in Springfield, MA, registered since 1982. It reports $116B in assets under management across 454,857 accounts, with 6,976 employees. Its 7,227 registered representatives work across 1,168 branch offices in 50 states.

Reported AUM

$116B

Discretionary

61%

Accounts

454,857

Average account

$254K

Employees

6,976

Registered reps

7,227

Branch offices

1,168

Registered since

1982

As reported in the firm's September 2026 filing.

Contact

1 phone number on file

Practice

Services

• Educational Seminars
• Financial Planning
• Individuals or Small Business
• Other Advisory Services
• Pension Consulting
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Banks or Thrifts
• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals
• Investment Companies
• Other clients
• Pension/Profit Sharing Plan

Fee structure

Fixed Fees, Hourly Charges, Other Fees and Percentage of Assets. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Corporate Bonds
• Insurance
• Investment Advisory Services
• Kiosk Activities - Bank
• Kiosk Activities - Insurance
• Limited Partnerships Primary Distributions
• Municipal Securities Broker
• Mutual Fund/Retailer
• Mutual Funds
• Non-Enchange Member Transactions
• Oil & Gas Partnerships
• 7 more

Executive officers 3 of 13

• John Arthur Vaccaro Chairman Emeritus, Chief Executive Officer, Chairman of the Board CRD 2264004
• Vaughn Charles Bowman Chief Executive Officer, President, Chairman Of The Board CRD 4725044
• Courtney McKenzie Rogers Reid Chief Compliance Officer CRD 5374512

10 more executive officers, with direct contact details

Registered reps 3 of 7,227

• Patricia Anne Aarons Registered Rep · Investment Adviser Rep CRD 2020558
• Amy Lynn Abaray Registered Rep CRD 5693249
• Mason Benjamin Abate Insurance Agent · Registered Rep · Investment Adviser Rep CRD 7300439

7,224 more registered reps, with emails, phones and branch locations

Location

Headquarters

1295 State St
Springfield, MA 01111

County

Hampden

Metro area

Springfield, MA

Region

Northeast

Branch offices

1,168 in 50 states, including Brooklyn, NY, New York, NY and Charlotte, NC

Registrations

• SEC registered, limited liability company formed in Massachusetts
• Registered in 53 jurisdictions
• Website: mmlinvestors.com

Every state, with registration dates

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