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broker dealers by state

Broker Dealers in Wisconsin

1,532 Broker Dealers are registered in Wisconsin. 162 of them have branch offices here, where 10,052 registered reps work.

1,532Registered in Wisconsin
162With offices here
2,628Branch offices
10,052Reps at those offices
23Headquartered here

#14 of 52 by Broker Dealer offices. Each firm is counted once.

the largest here

The largest Broker Dealers in Wisconsin, by reps at Wisconsin offices.

FirmReps hereOffices hereReps in allHeadquarters
Northwestern Mutual Investment Services, LLCalso an RIA firm 1,601 57 12,255 Milwaukee, WI
Robert W. Baird & Co. Incorporatedalso an RIA firm 1,193 15 3,749 Milwaukee, WI
LPL Financial LLCalso an RIA firm 871 410 32,870 Fort Mill, SC
Edward Jonesalso an RIA firm 737 456 25,325 Saint Louis, MO
Thrivent Investment Management Inc.also an RIA firm 532 109 3,948 Minneapolis, MN
Osaic Wealth, Inc.also an RIA firm 410 172 11,505 Scottsdale, AZ
Ameriprise Financial Services, LLCalso an RIA firm 373 101 14,183 Minneapolis, MN
PFS Investments Inc.also an RIA firm 300 46 19,375 Duluth, GA
J.P. Morgan Securities LLCalso an RIA firm 250 68 35,531 New York, NY
Morgan Stanleyalso an RIA firm 219 8 26,525 Purchase, NY

Cities with the most offices

Broker Dealer branch offices in each city.

Madison132
Green Bay105
Appleton103
Milwaukee102
Brookfield97
Waukesha70
Eau Claire53
Wausau45
Oshkosh41
Fond Du Lac40

Headquartered in Wisconsin

23 Broker Dealers are headquartered in Wisconsin. The largest by reps: Northwestern Mutual Investment Services, LLC, Robert W. Baird & Co. Incorporated, Packerland Brokerage Services, Inc., Harbour Investments, Inc. and Artisan Partners Distributors LLC.

Dual registered
271 of the Broker Dealers registered in Wisconsin are also RIA firms.
Newer firms
116 Broker Dealers registered in Wisconsin were formed in 2022 or later.
One rep offices
1,363 of the 2,628 branch offices in Wisconsin have a single registered rep.
beyond a registration lookup

Every firm, every rep, one record.

A registration lookup shows one firm or one person at a time. Accupoint connects them: each firm with its filings, its offices, its executives and every rep and adviser who works there, each of them on their own record across insurance, Broker Dealer and advisory data.

Filings

Size, registrations and practice

Reported AUM, accounts and employees where filed, registrations by state, fee structure, client types and services.

People

Executives and every rep

Executive officers and the reps and advisers at each firm, with their licenses, registrations and employment history.

Offices

Headquarters and branches

Where each firm is based and, for Broker Dealers, every branch office with the reps who work there.

Act on it

Search, CRM, Claude and ChatGPT

Search and export firms and their people, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.

questions

Wisconsin Broker Dealers, answered.

How many Broker Dealers are registered in Wisconsin?

1,532 Broker Dealers are registered in Wisconsin. 162 of them have branch offices there, and 23 are headquartered there.

Which Broker Dealers have the most reps in Wisconsin?

Northwestern Mutual Investment Services, LLC (1,601 reps at 57 offices), Robert W. Baird & Co. Incorporated (1,193 reps at 15 offices) and LPL Financial LLC (871 reps at 410 offices).

How many reps work at Broker Dealer offices in Wisconsin?

10,052 registered representatives work at 2,628 Broker Dealer branch offices in Wisconsin.

Why are so many Broker Dealers registered in every state?

A Broker Dealer registers in each state where it does business with clients, so most large firms are registered almost everywhere. Branch offices show where its reps actually work.

Can I send these firms to my CRM or ask about them from Claude or ChatGPT?

Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.

Is Accupoint a government agency?

No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.

Search Wisconsin Broker Dealers on Accupoint.

Every firm with its offices, executives and reps, or talk with our team about the audience you need.