Skip to main content
registered representatives by state

Registered representatives in Connecticut

227,598 registered representatives held a Connecticut registration on record as of September 24, 2026; 8,638 of them have a Connecticut business address. On Accupoint each is one record across Broker Dealer, advisory and insurance data.

227,598Registered in Connecticut
8,638Business address in Connecticut
13,383First registered in the last 12 months
26,647Joined their current Broker Dealer in the last 12 months
#20of 52 by reps registered

From national registration data as of September 24, 2026. Each rep is counted once.

one record, every channel

145,640 Connecticut reps also hold an insurance license or an advisory registration.

A registration lookup answers one question about one person. On Accupoint, a Connecticut rep's record also carries their registrations in every other state, their exams and the Broker Dealers they have worked for, and for those who are also insurance agents or investment adviser representatives (IARs), their licenses, carrier appointments and advisory registrations.

29,414Also licensed as an agent in Connecticut (12.9%)
12,960Also an IAR in Connecticut (5.7%)
77,027Rep, adviser and agent on one record, in any state

Exams held on record

Reps registered in Connecticut. The SIE is left out: nearly every rep holds it.

Series 7, General Securities Representative205,722
Series 63, Uniform Securities Agent State Law164,970
Series 66, Uniform Combined State Law97,685
Series 65, Uniform Investment Adviser Law42,666
Series 6, Investment Company and Variable Contracts Products Representative40,861
Series 24, General Securities Principal32,034
Series 10, General Securities Sales Supervisor (General)23,703
Series 9, General Securities Sales Supervisor (Options)23,698
Series 79, Investment Banking Representative21,083
Series 3, National Commodity Futures15,571

Top cities

Reps registered in Connecticut with a business address in each city.

Stamford1,504
Greenwich1,060
Westport518
Hartford487
Glastonbury378
West Hartford377
Fairfield310
Shelton305
Windsor266
New Haven246

Years since first registered

Reps registered in Connecticut, by years since they first registered with a Broker Dealer.

0-1 years26,541
2-4 years35,287
5-9 years33,543
10-19 years50,083
20-29 years46,656
30+ years35,488
First registered
13,383 reps registered in Connecticut first registered with a Broker Dealer in the 12 months to September 24, 2026; 321 of them have a Connecticut business address. 26,647 joined their current Broker Dealer in the same 12 months.
Broker Dealers
118 Broker Dealers are headquartered in Connecticut, and 1,927 are registered there (firm data as of October 2, 2026).
Where they work
218,960 are registered in Connecticut with a business address elsewhere or none on record. Across the country, 115,654 reps are registered in 50 or more jurisdictions.
beyond a registration lookup

Every state, every channel, one record.

A registration lookup shows one person at a time. Accupoint shows the whole professional: every state they are registered in, the exams on their record, the Broker Dealers they have worked for, and any insurance licenses and advisory registrations, on one record you can search, export and act on.

651,838

Registered representatives, counted once

Across 52 jurisdictions. 460,656 are registered in more than one state, 24.6 states each on average.

410,239

Reps who are also agents or advisers

Registered representatives who also hold an insurance license or an advisory registration, on the same record.

History

Registrations, exams and employment

Registrations by state, the exams on record and the Broker Dealers they have worked for, for everyone in the channel, plus license and carrier appointment history for those who are also insurance agents.

Act on it

Search, CRM, Claude and ChatGPT

Search and export by registration, exam, Broker Dealer and geography, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.

questions

Connecticut registered representatives, answered.

How many registered representatives are registered in Connecticut?

227,598 registered representatives held a Connecticut registration on record as of September 24, 2026. 8,638 of them have a Connecticut business address, and 218,960 are registered there with a business address elsewhere or none on record.

How many reps registered in Connecticut entered the industry in the last 12 months?

13,383 reps registered in Connecticut first registered with a Broker Dealer in the 12 months to September 24, 2026; 321 of them have a Connecticut business address.

Which exams do reps registered in Connecticut hold?

The most common exams on record are Series 7, General Securities Representative (205,722 reps); Series 63, Uniform Securities Agent State Law (164,970 reps); and Series 66, Uniform Combined State Law (97,685 reps). The SIE is left out: nearly every rep holds it.

How many Connecticut reps are also agents or advisers?

87,529 reps registered in Connecticut also hold an insurance license and 135,138 are also investment adviser representatives; 77,027 are all three. In Connecticut itself, 29,414 are also licensed as agents and 12,960 are also registered as investment adviser representatives. On Accupoint they are one record each.

What does registered in a state mean?

A rep registers in each state where they serve clients, so reps who serve clients across state lines often hold many state registrations. Across the country, 460,656 reps are registered in more than one state.

Can I send these reps to my CRM or ask about them from Claude or ChatGPT?

Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.

Is Accupoint a government agency?

No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.

Search Connecticut reps on Accupoint.

Every Connecticut rep with their registrations, exams and history, or talk with our team about the audience you need.