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registered representatives by state

Registered representatives in New York

334,897 registered representatives held a New York registration on record as of September 24, 2026; 100,149 of them have a New York business address. On Accupoint each is one record across Broker Dealer, advisory and insurance data.

334,897Registered in New York
100,149Business address in New York
18,888First registered in the last 12 months
38,692Joined their current Broker Dealer in the last 12 months
#4of 52 by reps registered

From national registration data as of September 24, 2026. Each rep is counted once.

one record, every channel

214,260 New York reps also hold an insurance license or an advisory registration.

A registration lookup answers one question about one person. On Accupoint, a New York rep's record also carries their registrations in every other state, their exams and the Broker Dealers they have worked for, and for those who are also insurance agents or investment adviser representatives (IARs), their licenses, carrier appointments and advisory registrations.

55,408Also licensed as an agent in New York (16.5%)
35,173Also an IAR in New York (10.5%)
122,747Rep, adviser and agent on one record, in any state

Exams held on record

Reps registered in New York. The SIE is left out: nearly every rep holds it.

Series 7, General Securities Representative290,951
Series 63, Uniform Securities Agent State Law244,418
Series 66, Uniform Combined State Law137,298
Series 6, Investment Company and Variable Contracts Products Representative64,726
Series 65, Uniform Investment Adviser Law63,444
Series 24, General Securities Principal46,520
Series 79, Investment Banking Representative40,140
Series 10, General Securities Sales Supervisor (General)29,022
Series 9, General Securities Sales Supervisor (Options)28,879
Series 3, National Commodity Futures20,177

Broker Dealers with the most reps in New York

Among reps registered in New York with a business address there, by current Broker Dealer.

Top cities

Reps registered in New York with a business address in each city.

New York76,578
Melville1,733
Purchase1,308
Rochester1,171
Brooklyn1,054
Garden City974
White Plains643
Albany615
Williamsville589
Syracuse573

Years since first registered

Reps registered in New York, by years since they first registered with a Broker Dealer.

0-1 years37,871
2-4 years48,639
5-9 years48,583
10-19 years74,722
20-29 years70,094
30+ years54,988
First registered
18,888 reps registered in New York first registered with a Broker Dealer in the 12 months to September 24, 2026; 7,598 of them have a New York business address. 38,692 joined their current Broker Dealer in the same 12 months.
Broker Dealers
925 Broker Dealers are headquartered in New York, and 2,644 are registered there (firm data as of October 2, 2026).
Where they work
234,748 are registered in New York with a business address elsewhere or none on record. Across the country, 115,654 reps are registered in 50 or more jurisdictions.
beyond a registration lookup

Every state, every channel, one record.

A registration lookup shows one person at a time. Accupoint shows the whole professional: every state they are registered in, the exams on their record, the Broker Dealers they have worked for, and any insurance licenses and advisory registrations, on one record you can search, export and act on.

651,838

Registered representatives, counted once

Across 52 jurisdictions. 460,656 are registered in more than one state, 24.6 states each on average.

410,239

Reps who are also agents or advisers

Registered representatives who also hold an insurance license or an advisory registration, on the same record.

History

Registrations, exams and employment

Registrations by state, the exams on record and the Broker Dealers they have worked for, for everyone in the channel, plus license and carrier appointment history for those who are also insurance agents.

Act on it

Search, CRM, Claude and ChatGPT

Search and export by registration, exam, Broker Dealer and geography, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.

questions

New York registered representatives, answered.

How many registered representatives are registered in New York?

334,897 registered representatives held a New York registration on record as of September 24, 2026. 100,149 of them have a New York business address, and 234,748 are registered there with a business address elsewhere or none on record.

How many reps registered in New York entered the industry in the last 12 months?

18,888 reps registered in New York first registered with a Broker Dealer in the 12 months to September 24, 2026; 7,598 of them have a New York business address.

Which exams do reps registered in New York hold?

The most common exams on record are Series 7, General Securities Representative (290,951 reps); Series 63, Uniform Securities Agent State Law (244,418 reps); and Series 66, Uniform Combined State Law (137,298 reps). The SIE is left out: nearly every rep holds it.

How many New York reps are also agents or advisers?

141,421 reps registered in New York also hold an insurance license and 195,586 are also investment adviser representatives; 122,747 are all three. In New York itself, 55,408 are also licensed as agents and 35,173 are also registered as investment adviser representatives. On Accupoint they are one record each.

What does registered in a state mean?

A rep registers in each state where they serve clients, so reps who serve clients across state lines often hold many state registrations. Across the country, 460,656 reps are registered in more than one state.

Can I send these reps to my CRM or ask about them from Claude or ChatGPT?

Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.

Is Accupoint a government agency?

No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.

Search New York reps on Accupoint.

Every New York rep with their registrations, exams and history, or talk with our team about the audience you need.