Broker Dealers in Arizona
1,685 Broker Dealers are registered in Arizona. 203 of them have branch offices here, where 14,762 registered reps work.
#19 of 52 by Broker Dealer offices. Each firm is counted once.
The largest Broker Dealers in Arizona, by reps at Arizona offices.
| Firm | Reps here | Offices here | Reps in all | Headquarters |
|---|---|---|---|---|
| Vanguard Marketing Corporation | 2,651 | 1 | 9,493 | Malvern, PA |
| Charles Schwab & Co., Inc.also an RIA firm | 2,152 | 11 | 16,946 | Westlake, TX |
| J.P. Morgan Securities LLCalso an RIA firm | 1,038 | 186 | 35,531 | New York, NY |
| Merrill Lynch, Pierce, Fenner & Smith Incorporatedalso an RIA firm | 856 | 68 | 27,235 | New York, NY |
| Osaic Wealth, Inc.also an RIA firm | 809 | 88 | 11,505 | Scottsdale, AZ |
| LPL Financial LLCalso an RIA firm | 695 | 312 | 32,870 | Fort Mill, SC |
| Edward Jonesalso an RIA firm | 666 | 230 | 25,325 | Saint Louis, MO |
| Morgan Stanleyalso an RIA firm | 623 | 12 | 26,525 | Purchase, NY |
| PFS Investments Inc.also an RIA firm | 508 | 68 | 19,375 | Duluth, GA |
| Wells Fargo Clearing Services, LLCalso an RIA firm | 484 | 121 | 18,535 | Saint Louis, MO |
Cities with the most offices
Broker Dealer branch offices in each city.
Headquartered in Arizona
26 Broker Dealers, by registered reps across the firm.
- Osaic Wealth, Inc.11,505 reps
- United Planners' Financial Services of America a Limited Partner593 reps
- Integrity Capital, LLC125 reps
- M. S. Howells & Co.116 reps
- CCO Capital, LLC63 reps
Every firm, every rep, one record.
A registration lookup shows one firm or one person at a time. Accupoint connects them: each firm with its filings, its offices, its executives and every rep and adviser who works there, each of them on their own record across insurance, Broker Dealer and advisory data.
Size, registrations and practice
Reported AUM, accounts and employees where filed, registrations by state, fee structure, client types and services.
Executives and every rep
Executive officers and the reps and advisers at each firm, with their licenses, registrations and employment history.
Headquarters and branches
Where each firm is based and, for Broker Dealers, every branch office with the reps who work there.
Search, CRM, Claude and ChatGPT
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Arizona Broker Dealers, answered.
How many Broker Dealers are registered in Arizona?
1,685 Broker Dealers are registered in Arizona. 203 of them have branch offices there, and 26 are headquartered there.
Which Broker Dealers have the most reps in Arizona?
Vanguard Marketing Corporation (2,651 reps at 1 office), Charles Schwab & Co., Inc. (2,152 reps at 11 offices) and J.P. Morgan Securities LLC (1,038 reps at 186 offices).
How many reps work at Broker Dealer offices in Arizona?
14,762 registered representatives work at 2,193 Broker Dealer branch offices in Arizona.
Why are so many Broker Dealers registered in every state?
A Broker Dealer registers in each state where it does business with clients, so most large firms are registered almost everywhere. Branch offices show where its reps actually work.
Can I send these firms to my CRM or ask about them from Claude or ChatGPT?
Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Is Accupoint a government agency?
No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.
Registered in Arizona means a Broker Dealer registered to do business there; most large firms register in nearly every state. Offices are the branch offices of firms registered there, with the number of reps on record at each. Headquartered counts firms registered there whose main office is there too. Each firm is counted once.
Accupoint is an independent data company, not a government agency. Accupoint is not a consumer reporting agency.
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