Charles Schwab & Co., Inc.

Overview

Charles Schwab & Co., Inc. is a Broker Dealer and registered investment adviser based in Westlake, TX, registered since 1971. Its 16,961 registered representatives work across 436 branch offices in 50 states.

Employees

30,690

Registered reps

16,961

Branch offices

436

Registered since

1971

Jurisdictions

53

As reported in the firm's September 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Other Advisory Services
• Selection of Other Advisors

Fee structure

Fixed Fees and Other Fees. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Derivatives
• Investment Advisory Services
• Mutual Fund/Retailer
• Mutual Funds
• Mutual Fund/Underwriter
• Non-Floor Activities
• Options
• Stock

Executive officers 3 of 7

• Charles Nichols Managing Director, Broker-Dealer and Investment Advisor Chief Compliance Officer, Chief Compliance Officer CRD 4811434
• Dennis Willard Howard Managing Director, Chief Information Officer, Executive Vice President CRD 6403083
• Jeffrey Harold Starr Managing Director of Operational Services, Principal Operations Officer, Senior Vice President of Operational Services CRD 4700461

4 more executive officers, with direct contact details

Registered reps 3 of 16,961

• Erik Aaker Registered Rep · Investment Adviser Rep CRD 2754150
• Olle Aakermark Registered Rep CRD 7974963
• Candice Toll Aaron Registered Rep CRD 7213479

16,958 more registered reps, with emails, phones and branch locations

Location

Headquarters

3000 Schwab Way
Westlake, TX 76262

County

Denton

Metro area

Dallas-Fort Worth-Arlington, TX

Region

South

Branch offices

436 in 50 states, including New York, NY, San Francisco, CA and San Diego, CA

Registrations

• SEC registered, corporation formed in California
• Registered in 53 jurisdictions
• Website: schwab.com

Every state, with registration dates

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