Hilltop Securities Inc.

Overview

Hilltop Securities Inc. is a Broker Dealer and registered investment adviser based in Dallas, TX, registered since 1992. It reports $2.5B in assets under management across 5,592 accounts, with 92 employees. Its 550 registered representatives work across 65 branch offices in 26 states.

Reported AUM

$2.5B

Discretionary

72%

Accounts

5,592

Average account

$448K

Employees

92

Registered reps

550

Branch offices

65

Registered since

1992

As reported in the firm's August 2026 filing.

Contact

1 phone number on file

Practice

Services

• Educational Seminars
• Financial Planning
• Individuals or Small Business
• Pension Consulting
• Periodicals or Newsletters
• Selection of Other Advisors

Client types

• Charities and Non-Profits
• Corporations/Businesses
• Government
• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan

Fee structure

Fixed Fees, Hourly Charges, Other Fees and Percentage of Assets. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Floor Activiities
• Insurance
• Inter-Dealer Markers in Corporate Securities
• Interests in Mortgages or Other Receivables
• Investment Advisory Services
• Limited Partnerships Primary Distributions
• Limited Partnerships Secondary Market
• Municipal Securities Broker
• Municipal Securities Dealer
• 13 more

Executive officers 3 of 10

• Martin Bradley Winges Chief Executive Officer, President, Director CRD 1929509
• Jonathan Scott Sobel Chairperson, Chairman CRD 1540818
• Laura Leventhal Treasurer, Chief Accounting Officer, Principal Financial Officer CRD 1175259

7 more executive officers, with direct contact details

Registered reps 3 of 550

• John Kenneth Abely Jr. Registered Rep CRD 2053713
• John Hawkins Abington Registered Rep CRD 2296530
• Bonnie Rachael Adams Registered Rep CRD 2203919

547 more registered reps, with emails, phones and branch locations

Location

Headquarters

717 N Harwood St Ste 3400
Dallas, TX 75201

County

Dallas

Metro area

Dallas-Fort Worth-Arlington, TX

Region

South

Branch offices

65 in 26 states, including Austin, TX, Boca Raton, FL and Charlotte, NC

Registrations

• SEC registered, corporation formed in Delaware
• Registered in 53 jurisdictions
• Website: hilltopsecurities.com

Every state, with registration dates

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