Level Four Financial, LLC

Overview

Level Four Financial, LLC is a Broker Dealer based in Dallas, TX, formed in 2004 in Alabama. Its 164 registered representatives work across 78 branch offices in 23 states.

Registered reps

164

Branch offices

78

Formed

2004

Jurisdictions

51

Contact

1 phone number on file

Practice

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Interests in Mortgages or Other Receivables
• Investment Advisory Services
• Kiosk Activities - Bank
• Kiosk Activities - Insurance
• Limited Partnerships Secondary Market
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Fund/Retailer
• 11 more

Executive officers 3 of 4

• Edmon Jacob Tomes Chief Executive Officer CRD 3181660
• Marc Scott Whitehead President CRD 3059786
• Thomas John Hopkins Financial and Operations Principal CRD 1835087

1 more executive officer, with direct contact details

Registered reps 3 of 164

• Leo Gregory Abel Insurance Agent · Registered Rep · Investment Adviser Rep CRD 2530923
• Kevin Bradley Adkins Insurance Agent · Registered Rep · Investment Adviser Rep CRD 2103099
• Scott Robert Allen Insurance Agent · Registered Rep · Investment Adviser Rep CRD 6630097

161 more registered reps, with emails, phones and branch locations

Location

Headquarters

12400 Coit Rd Ste 700
Dallas, TX 75251

County

Dallas

Metro area

Dallas-Fort Worth-Arlington, TX

Region

South

Branch offices

78 in 23 states, including Raleigh, NC, Fort Worth, TX and Bradenton, FL

Registrations

• FINRA member, limited liability company formed in Alabama
• Registered in 51 jurisdictions
• Website: harborfs.com

Every state, with registration dates

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