Prospera Financial Services, Inc.

Overview

Prospera Financial Services, Inc. is a Broker Dealer and registered investment adviser based in Dallas, TX, registered since 1982. It reports $12.4B in assets under management across 29,500 accounts, with 333 employees. Its 330 registered representatives work across 134 branch offices in 30 states.

Reported AUM

$12.4B

Discretionary

67%

Accounts

29,500

Average account

$422K

Employees

333

Registered reps

330

Branch offices

134

Registered since

1982

As reported in the firm's September 2025 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Pension Consulting
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals
• Other clients
• Pension/Profit Sharing Plan
• Pooled Investment Vehicles

Fee structure

Commissions, Fixed Fees, Hourly Charges, Other Fees, Percentage of Assets and Performance-Based Fees. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Investment Advisory Services
• Kiosk Activities - Bank
• Limited Partnerships Primary Distributions
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Fund/Retailer
• Mutual Funds
• Non-Enchange Member Transactions
• 9 more

Executive officers 3 of 6

• David Walter Stringer Co-Chief Executive Officer, Chief Compliance Officer CRD 1410548
• Tim Alan Edwards Co-Chief Executive Officer, Executive Vice President CRD 1569619
• Tarah Elizabeth Williams President, Chief Operating Officer CRD 2727706

3 more executive officers, with direct contact details

Registered reps 3 of 330

• Amy Lynn Abrams Registered Rep · Investment Adviser Rep CRD 6140330
• Jeriece Moneek Adams Registered Rep CRD 6399522
• Robert Chester Albritton Jr. Insurance Agent · Registered Rep · Investment Adviser Rep CRD 1562005

327 more registered reps, with emails, phones and branch locations

Location

Headquarters

5429 Lyndon B Johnson Fwy Ste 750
Dallas, TX 75240

County

Dallas

Metro area

Dallas-Fort Worth-Arlington, TX

Region

South

Branch offices

134 in 30 states, including Lafayette, LA, Irvine, CA and Lubbock, TX

Registrations

• SEC registered, corporation formed in Texas
• Registered in 53 jurisdictions
• Website: prosperafinancial.com

Every state, with registration dates

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