Apex Clearing Corporation

Overview

Apex Clearing Corporation is a Broker Dealer based in Dallas, TX, formed in 1978 in New York. Its 250 registered representatives work across 7 branch offices in 4 states.

Registered reps

250

Branch offices

7

Formed

1978

Jurisdictions

53

Contact

1 phone number on file

Practice

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Municipal Securities Broker
• Mutual Fund/Retailer
• Mutual Funds
• Non-Enchange Member Transactions
• Non-Floor Activities
• Options
• Other
• Stock
• Trading Securities for Own Account
• 1 more

Executive officers 3 of 5

• William Walter Capuzzi Chief Executive Officer CRD 4323894
• Fritz Louis-charles Chief Operations Officer (Includes Principal Operations Officer Role) CRD 3232698
• Paul D Duckworth Financial and Operations Principal, Principal Financial Officer CRD 3202937

2 more executive officers, with direct contact details

Registered reps 3 of 250

• Xochitl Alatorre Registered Rep CRD 2563182
• Abdullah Alattas Registered Rep CRD 6267170
• Michelle Lauren Alcaraz Registered Rep CRD 4943052

247 more registered reps, with emails, phones and branch locations

Location

Headquarters

350 N. St. Paul, Suite 1300 Suite 1300
Dallas, TX 75201

Metro area

Dallas-Fort Worth-Arlington, TX

Region

South

Branch offices

7 in 4 states, including Austin, TX, Belfast, and Bridgewater, NJ

Registrations

• FINRA member, corporation formed in New York
• Registered in 53 jurisdictions
• Website: apexclearing.com

Every state, with registration dates

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