Broker Dealers in Utah
1,525 Broker Dealers are registered in Utah. 165 of them have branch offices here, where 7,206 registered reps work.
#32 of 52 by Broker Dealer offices. Each firm is counted once.
The largest Broker Dealers in Utah, by reps at Utah offices.
| Firm | Reps here | Offices here | Reps in all | Headquarters |
|---|---|---|---|---|
| Fidelity Brokerage Services LLC | 2,896 | 4 | 31,040 | Smithfield, RI |
| Morgan Stanleyalso an RIA firm | 808 | 10 | 26,525 | Purchase, NY |
| Wells Fargo Clearing Services, LLCalso an RIA firm | 411 | 54 | 18,535 | Saint Louis, MO |
| LPL Financial LLCalso an RIA firm | 316 | 161 | 32,870 | Fort Mill, SC |
| Edward Jonesalso an RIA firm | 162 | 82 | 25,325 | Saint Louis, MO |
| J.P. Morgan Securities LLCalso an RIA firm | 152 | 45 | 35,531 | New York, NY |
| Goldman Sachs & Co. LLCalso an RIA firm | 148 | 3 | 8,228 | New York, NY |
| Merrill Lynch, Pierce, Fenner & Smith Incorporatedalso an RIA firm | 132 | 30 | 27,235 | New York, NY |
| Raymond James Financial Services, Inc. | 114 | 39 | 7,232 | St Petersburg, FL |
| PFS Investments Inc.also an RIA firm | 114 | 17 | 19,375 | Duluth, GA |
Cities with the most offices
Broker Dealer branch offices in each city.
Headquartered in Utah
30 Broker Dealers, by registered reps across the firm.
- DFPG Investments, LLC153 reps
- Zions Direct, Inc.76 reps
- Orchard Securities, LLC70 reps
- North Capital Private Securities Corporation65 reps
- Brex Treasury LLC39 reps
Every firm, every rep, one record.
A registration lookup shows one firm or one person at a time. Accupoint connects them: each firm with its filings, its offices, its executives and every rep and adviser who works there, each of them on their own record across insurance, Broker Dealer and advisory data.
Size, registrations and practice
Reported AUM, accounts and employees where filed, registrations by state, fee structure, client types and services.
Executives and every rep
Executive officers and the reps and advisers at each firm, with their licenses, registrations and employment history.
Headquarters and branches
Where each firm is based and, for Broker Dealers, every branch office with the reps who work there.
Search, CRM, Claude and ChatGPT
Search and export firms and their people, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Utah Broker Dealers, answered.
How many Broker Dealers are registered in Utah?
1,525 Broker Dealers are registered in Utah. 165 of them have branch offices there, and 30 are headquartered there.
Which Broker Dealers have the most reps in Utah?
Fidelity Brokerage Services LLC (2,896 reps at 4 offices), Morgan Stanley (808 reps at 10 offices) and Wells Fargo Clearing Services, LLC (411 reps at 54 offices).
How many reps work at Broker Dealer offices in Utah?
7,206 registered representatives work at 1,027 Broker Dealer branch offices in Utah.
Why are so many Broker Dealers registered in every state?
A Broker Dealer registers in each state where it does business with clients, so most large firms are registered almost everywhere. Branch offices show where its reps actually work.
Can I send these firms to my CRM or ask about them from Claude or ChatGPT?
Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Is Accupoint a government agency?
No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.
Registered in Utah means a Broker Dealer registered to do business there; most large firms register in nearly every state. Offices are the branch offices of firms registered there, with the number of reps on record at each. Headquartered counts firms registered there whose main office is there too. Each firm is counted once.
Accupoint is an independent data company, not a government agency. Accupoint is not a consumer reporting agency.
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