Broker Dealers in California
2,392 Broker Dealers are registered in California. 759 of them have branch offices here, where 56,137 registered reps work.
#1 of 52 by Broker Dealer offices. Each firm is counted once.
The largest Broker Dealers in California, by reps at California offices.
| Firm | Reps here | Offices here | Reps in all | Headquarters |
|---|---|---|---|---|
| J.P. Morgan Securities LLCalso an RIA firm | 5,246 | 874 | 35,531 | New York, NY |
| LPL Financial LLCalso an RIA firm | 4,299 | 1,753 | 32,870 | Fort Mill, SC |
| Morgan Stanleyalso an RIA firm | 3,512 | 89 | 26,525 | Purchase, NY |
| Wells Fargo Clearing Services, LLCalso an RIA firm | 3,418 | 741 | 18,535 | Saint Louis, MO |
| Merrill Lynch, Pierce, Fenner & Smith Incorporatedalso an RIA firm | 3,115 | 535 | 27,235 | New York, NY |
| PFS Investments Inc.also an RIA firm | 2,461 | 333 | 19,375 | Duluth, GA |
| Fidelity Brokerage Services LLC | 1,369 | 50 | 31,040 | Smithfield, RI |
| UBS Financial Services Inc.also an RIA firm | 1,268 | 38 | 10,549 | Weehawken, NJ |
| Osaic Wealth, Inc.also an RIA firm | 1,212 | 547 | 11,505 | Scottsdale, AZ |
| Edward Jonesalso an RIA firm | 1,157 | 721 | 25,325 | Saint Louis, MO |
Cities with the most offices
Broker Dealer branch offices in each city.
Headquartered in California
287 Broker Dealers, by registered reps across the firm.
- Cetera Wealth Services, LLC7,863 reps
- Farmers Financial Solutions, LLC2,598 reps
- Houlihan Lokey Capital, Inc.1,243 reps
- Franklin Distributors, LLC768 reps
- Capital Client Group, Inc.760 reps
Every firm, every rep, one record.
A registration lookup shows one firm or one person at a time. Accupoint connects them: each firm with its filings, its offices, its executives and every rep and adviser who works there, each of them on their own record across insurance, Broker Dealer and advisory data.
Size, registrations and practice
Reported AUM, accounts and employees where filed, registrations by state, fee structure, client types and services.
Executives and every rep
Executive officers and the reps and advisers at each firm, with their licenses, registrations and employment history.
Headquarters and branches
Where each firm is based and, for Broker Dealers, every branch office with the reps who work there.
Search, CRM, Claude and ChatGPT
Search and export firms and their people, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
California Broker Dealers, answered.
How many Broker Dealers are registered in California?
2,392 Broker Dealers are registered in California. 759 of them have branch offices there, and 287 are headquartered there.
Which Broker Dealers have the most reps in California?
J.P. Morgan Securities LLC (5,246 reps at 874 offices), LPL Financial LLC (4,299 reps at 1,753 offices) and Morgan Stanley (3,512 reps at 89 offices).
How many reps work at Broker Dealer offices in California?
56,137 registered representatives work at 11,879 Broker Dealer branch offices in California.
Why are so many Broker Dealers registered in every state?
A Broker Dealer registers in each state where it does business with clients, so most large firms are registered almost everywhere. Branch offices show where its reps actually work.
Can I send these firms to my CRM or ask about them from Claude or ChatGPT?
Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Is Accupoint a government agency?
No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.
Registered in California means a Broker Dealer registered to do business there; most large firms register in nearly every state. Offices are the branch offices of firms registered there, with the number of reps on record at each. Headquartered counts firms registered there whose main office is there too. Each firm is counted once.
Accupoint is an independent data company, not a government agency. Accupoint is not a consumer reporting agency.
Search California Broker Dealers on Accupoint.
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