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broker dealers by state

Broker Dealers in New Mexico

1,348 Broker Dealers are registered in New Mexico. 75 of them have branch offices here, where 1,273 registered reps work.

1,348Registered in New Mexico
75With offices here
471Branch offices
1,273Reps at those offices
1Headquartered here

#40 of 52 by Broker Dealer offices. Each firm is counted once.

the largest here

The largest Broker Dealers in New Mexico, by reps at New Mexico offices.

FirmReps hereOffices hereReps in allHeadquarters
Fidelity Brokerage Services LLC 192 2 31,040 Smithfield, RI
Edward Jonesalso an RIA firm 126 81 25,325 Saint Louis, MO
LPL Financial LLCalso an RIA firm 101 57 32,870 Fort Mill, SC
Merrill Lynch, Pierce, Fenner & Smith Incorporatedalso an RIA firm 88 12 27,235 New York, NY
Morgan Stanleyalso an RIA firm 66 4 26,525 Purchase, NY
Thornburg Securities LLC 57 1 69 Santa Fe, NM
Wells Fargo Clearing Services, LLCalso an RIA firm 53 23 18,535 Saint Louis, MO
NYLIFE Securities LLC 45 17 9,002 New York, NY
PFS Investments Inc.also an RIA firm 40 13 19,375 Duluth, GA
FBL Marketing Services, LLC 34 19 1,173 West Des Moines, IA

Cities with the most offices

Broker Dealer branch offices in each city.

Albuquerque199
Santa Fe51
Las Cruces48
Farmington23
Rio Rancho17
Roswell15
Clovis13
Hobbs11
Alamogordo10
Artesia7

Headquartered in New Mexico

One Broker Dealer is headquartered in New Mexico: Thornburg Securities LLC.

Dual registered
256 of the Broker Dealers registered in New Mexico are also RIA firms.
Newer firms
99 Broker Dealers registered in New Mexico were formed in 2022 or later.
One rep offices
305 of the 471 branch offices in New Mexico have a single registered rep.
beyond a registration lookup

Every firm, every rep, one record.

A registration lookup shows one firm or one person at a time. Accupoint connects them: each firm with its filings, its offices, its executives and every rep and adviser who works there, each of them on their own record across insurance, Broker Dealer and advisory data.

Filings

Size, registrations and practice

Reported AUM, accounts and employees where filed, registrations by state, fee structure, client types and services.

People

Executives and every rep

Executive officers and the reps and advisers at each firm, with their licenses, registrations and employment history.

Offices

Headquarters and branches

Where each firm is based and, for Broker Dealers, every branch office with the reps who work there.

Act on it

Search, CRM, Claude and ChatGPT

Search and export firms and their people, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.

questions

New Mexico Broker Dealers, answered.

How many Broker Dealers are registered in New Mexico?

1,348 Broker Dealers are registered in New Mexico. 75 of them have branch offices there, and one is headquartered there.

Which Broker Dealers have the most reps in New Mexico?

Fidelity Brokerage Services LLC (192 reps at 2 offices), Edward Jones (126 reps at 81 offices) and LPL Financial LLC (101 reps at 57 offices).

How many reps work at Broker Dealer offices in New Mexico?

1,273 registered representatives work at 471 Broker Dealer branch offices in New Mexico.

Why are so many Broker Dealers registered in every state?

A Broker Dealer registers in each state where it does business with clients, so most large firms are registered almost everywhere. Branch offices show where its reps actually work.

Can I send these firms to my CRM or ask about them from Claude or ChatGPT?

Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.

Is Accupoint a government agency?

No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.

Search New Mexico Broker Dealers on Accupoint.

Every firm with its offices, executives and reps, or talk with our team about the audience you need.