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registered representatives by state

Registered representatives in North Carolina

292,501 registered representatives held a North Carolina registration on record as of September 24, 2026; 18,642 of them have a North Carolina business address. On Accupoint each is one record across Broker Dealer, advisory and insurance data.

292,501Registered in North Carolina
18,642Business address in North Carolina
14,540First registered in the last 12 months
30,329Joined their current Broker Dealer in the last 12 months
#5of 52 by reps registered

From national registration data as of September 24, 2026. Each rep is counted once.

one record, every channel

210,469 North Carolina reps also hold an insurance license or an advisory registration.

A registration lookup answers one question about one person. On Accupoint, a North Carolina rep's record also carries their registrations in every other state, their exams and the Broker Dealers they have worked for, and for those who are also insurance agents or investment adviser representatives (IARs), their licenses, carrier appointments and advisory registrations.

72,028Also licensed as an agent in North Carolina (24.6%)
17,683Also an IAR in North Carolina (6%)
128,970Rep, adviser and agent on one record, in any state

Exams held on record

Reps registered in North Carolina. The SIE is left out: nearly every rep holds it.

Series 7, General Securities Representative263,759
Series 63, Uniform Securities Agent State Law203,011
Series 66, Uniform Combined State Law135,250
Series 65, Uniform Investment Adviser Law62,524
Series 6, Investment Company and Variable Contracts Products Representative61,049
Series 24, General Securities Principal37,983
Series 9, General Securities Sales Supervisor (Options)27,943
Series 10, General Securities Sales Supervisor (General)27,771
Series 79, Investment Banking Representative21,658
Series 3, National Commodity Futures16,587

Top cities

Reps registered in North Carolina with a business address in each city.

Charlotte9,971
Raleigh1,850
Greensboro654
Winston Salem543
Durham509
Wilmington405
Cary273
Asheville254
Chapel Hill226
Huntersville197

Years since first registered

Reps registered in North Carolina, by years since they first registered with a Broker Dealer.

0-1 years29,512
2-4 years40,723
5-9 years42,352
10-19 years66,835
20-29 years63,439
30+ years49,640
First registered
14,540 reps registered in North Carolina first registered with a Broker Dealer in the 12 months to September 24, 2026; 1,496 of them have a North Carolina business address. 30,329 joined their current Broker Dealer in the same 12 months.
Broker Dealers
60 Broker Dealers are headquartered in North Carolina, and 1,785 are registered there (firm data as of October 2, 2026).
Where they work
273,859 are registered in North Carolina with a business address elsewhere or none on record. Across the country, 115,654 reps are registered in 50 or more jurisdictions.
beyond a registration lookup

Every state, every channel, one record.

A registration lookup shows one person at a time. Accupoint shows the whole professional: every state they are registered in, the exams on their record, the Broker Dealers they have worked for, and any insurance licenses and advisory registrations, on one record you can search, export and act on.

651,838

Registered representatives, counted once

Across 52 jurisdictions. 460,656 are registered in more than one state, 24.6 states each on average.

410,239

Reps who are also agents or advisers

Registered representatives who also hold an insurance license or an advisory registration, on the same record.

History

Registrations, exams and employment

Registrations by state, the exams on record and the Broker Dealers they have worked for, for everyone in the channel, plus license and carrier appointment history for those who are also insurance agents.

Act on it

Search, CRM, Claude and ChatGPT

Search and export by registration, exam, Broker Dealer and geography, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.

questions

North Carolina registered representatives, answered.

How many registered representatives are registered in North Carolina?

292,501 registered representatives held a North Carolina registration on record as of September 24, 2026. 18,642 of them have a North Carolina business address, and 273,859 are registered there with a business address elsewhere or none on record.

How many reps registered in North Carolina entered the industry in the last 12 months?

14,540 reps registered in North Carolina first registered with a Broker Dealer in the 12 months to September 24, 2026; 1,496 of them have a North Carolina business address.

Which exams do reps registered in North Carolina hold?

The most common exams on record are Series 7, General Securities Representative (263,759 reps); Series 63, Uniform Securities Agent State Law (203,011 reps); and Series 66, Uniform Combined State Law (135,250 reps). The SIE is left out: nearly every rep holds it.

How many North Carolina reps are also agents or advisers?

143,669 reps registered in North Carolina also hold an insurance license and 195,770 are also investment adviser representatives; 128,970 are all three. In North Carolina itself, 72,028 are also licensed as agents and 17,683 are also registered as investment adviser representatives. On Accupoint they are one record each.

What does registered in a state mean?

A rep registers in each state where they serve clients, so reps who serve clients across state lines often hold many state registrations. Across the country, 460,656 reps are registered in more than one state.

Can I send these reps to my CRM or ask about them from Claude or ChatGPT?

Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.

Is Accupoint a government agency?

No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.

Search North Carolina reps on Accupoint.

Every North Carolina rep with their registrations, exams and history, or talk with our team about the audience you need.