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registered representatives by state

Registered representatives in Alabama

201,030 registered representatives held an Alabama registration on record as of September 24, 2026; 3,738 of them have an Alabama business address. On Accupoint each is one record across Broker Dealer, advisory and insurance data.

201,030Registered in Alabama
3,738Business address in Alabama
12,708First registered in the last 12 months
24,350Joined their current Broker Dealer in the last 12 months
#28of 52 by reps registered

From national registration data as of September 24, 2026. Each rep is counted once.

one record, every channel

127,552 Alabama reps also hold an insurance license or an advisory registration.

A registration lookup answers one question about one person. On Accupoint, an Alabama rep's record also carries their registrations in every other state, their exams and the Broker Dealers they have worked for, and for those who are also insurance agents or investment adviser representatives (IARs), their licenses, carrier appointments and advisory registrations.

20,730Also licensed as an agent in Alabama (10.3%)
5,496Also an IAR in Alabama (2.7%)
69,349Rep, adviser and agent on one record, in any state

Exams held on record

Reps registered in Alabama. The SIE is left out: nearly every rep holds it.

Series 7, General Securities Representative182,524
Series 63, Uniform Securities Agent State Law143,890
Series 66, Uniform Combined State Law88,576
Series 65, Uniform Investment Adviser Law35,626
Series 6, Investment Company and Variable Contracts Products Representative34,610
Series 24, General Securities Principal27,437
Series 9, General Securities Sales Supervisor (Options)22,014
Series 10, General Securities Sales Supervisor (General)21,991
Series 79, Investment Banking Representative18,897
Series 3, National Commodity Futures13,196

Top cities

Reps registered in Alabama with a business address in each city.

Birmingham1,041
Huntsville369
Mobile305
Montgomery246
Hoover183
Tuscaloosa128
Vestavia104
Dothan96
Florence93
Fairhope85

Years since first registered

Reps registered in Alabama, by years since they first registered with a Broker Dealer.

0-1 years24,942
2-4 years32,545
5-9 years30,912
10-19 years45,020
20-29 years40,044
30+ years27,567
First registered
12,708 reps registered in Alabama first registered with a Broker Dealer in the 12 months to September 24, 2026; 128 of them have an Alabama business address. 24,350 joined their current Broker Dealer in the same 12 months.
Broker Dealers
18 Broker Dealers are headquartered in Alabama, and 1,431 are registered there (firm data as of October 2, 2026).
Where they work
197,292 are registered in Alabama with a business address elsewhere or none on record. Across the country, 115,654 reps are registered in 50 or more jurisdictions.
beyond a registration lookup

Every state, every channel, one record.

A registration lookup shows one person at a time. Accupoint shows the whole professional: every state they are registered in, the exams on their record, the Broker Dealers they have worked for, and any insurance licenses and advisory registrations, on one record you can search, export and act on.

651,838

Registered representatives, counted once

Across 52 jurisdictions. 460,656 are registered in more than one state, 24.6 states each on average.

410,239

Reps who are also agents or advisers

Registered representatives who also hold an insurance license or an advisory registration, on the same record.

History

Registrations, exams and employment

Registrations by state, the exams on record and the Broker Dealers they have worked for, for everyone in the channel, plus license and carrier appointment history for those who are also insurance agents.

Act on it

Search, CRM, Claude and ChatGPT

Search and export by registration, exam, Broker Dealer and geography, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.

questions

Alabama registered representatives, answered.

How many registered representatives are registered in Alabama?

201,030 registered representatives held an Alabama registration on record as of September 24, 2026. 3,738 of them have an Alabama business address, and 197,292 are registered there with a business address elsewhere or none on record.

How many reps registered in Alabama entered the industry in the last 12 months?

12,708 reps registered in Alabama first registered with a Broker Dealer in the 12 months to September 24, 2026; 128 of them have an Alabama business address.

Which exams do reps registered in Alabama hold?

The most common exams on record are Series 7, General Securities Representative (182,524 reps); Series 63, Uniform Securities Agent State Law (143,890 reps); and Series 66, Uniform Combined State Law (88,576 reps). The SIE is left out: nearly every rep holds it.

How many Alabama reps are also agents or advisers?

77,368 reps registered in Alabama also hold an insurance license and 119,533 are also investment adviser representatives; 69,349 are all three. In Alabama itself, 20,730 are also licensed as agents and 5,496 are also registered as investment adviser representatives. On Accupoint they are one record each.

What does registered in a state mean?

A rep registers in each state where they serve clients, so reps who serve clients across state lines often hold many state registrations. Across the country, 460,656 reps are registered in more than one state.

Can I send these reps to my CRM or ask about them from Claude or ChatGPT?

Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.

Is Accupoint a government agency?

No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.

Search Alabama reps on Accupoint.

Every Alabama rep with their registrations, exams and history, or talk with our team about the audience you need.