Skip to main content
registered representatives by state

Registered representatives in Kentucky

194,970 registered representatives held a Kentucky registration on record as of September 24, 2026; 6,257 of them have a Kentucky business address. On Accupoint each is one record across Broker Dealer, advisory and insurance data.

194,970Registered in Kentucky
6,257Business address in Kentucky
12,555First registered in the last 12 months
24,017Joined their current Broker Dealer in the last 12 months
#29of 52 by reps registered

From national registration data as of September 24, 2026. Each rep is counted once.

one record, every channel

121,659 Kentucky reps also hold an insurance license or an advisory registration.

A registration lookup answers one question about one person. On Accupoint, a Kentucky rep's record also carries their registrations in every other state, their exams and the Broker Dealers they have worked for, and for those who are also insurance agents or investment adviser representatives (IARs), their licenses, carrier appointments and advisory registrations.

18,557Also licensed as an agent in Kentucky (9.5%)
6,082Also an IAR in Kentucky (3.1%)
64,732Rep, adviser and agent on one record, in any state

Exams held on record

Reps registered in Kentucky. The SIE is left out: nearly every rep holds it.

Series 7, General Securities Representative177,116
Series 63, Uniform Securities Agent State Law140,333
Series 66, Uniform Combined State Law85,318
Series 65, Uniform Investment Adviser Law33,469
Series 6, Investment Company and Variable Contracts Products Representative33,270
Series 24, General Securities Principal26,548
Series 9, General Securities Sales Supervisor (Options)21,841
Series 10, General Securities Sales Supervisor (General)21,829
Series 79, Investment Banking Representative18,769
Series 3, National Commodity Futures12,760

Top cities

Reps registered in Kentucky with a business address in each city.

Covington2,880
Louisville1,410
Lexington539
Bowling Green115
Owensboro97
Paducah96
Florence61
Ft Wright53
Richmond42
Henderson32

Years since first registered

Reps registered in Kentucky, by years since they first registered with a Broker Dealer.

0-1 years24,576
2-4 years32,102
5-9 years30,179
10-19 years43,620
20-29 years38,493
30+ years26,000
First registered
12,555 reps registered in Kentucky first registered with a Broker Dealer in the 12 months to September 24, 2026; 505 of them have a Kentucky business address. 24,017 joined their current Broker Dealer in the same 12 months.
Broker Dealers
9 Broker Dealers are headquartered in Kentucky, and 1,412 are registered there (firm data as of October 2, 2026).
Where they work
188,713 are registered in Kentucky with a business address elsewhere or none on record. Across the country, 115,654 reps are registered in 50 or more jurisdictions.
beyond a registration lookup

Every state, every channel, one record.

A registration lookup shows one person at a time. Accupoint shows the whole professional: every state they are registered in, the exams on their record, the Broker Dealers they have worked for, and any insurance licenses and advisory registrations, on one record you can search, export and act on.

651,838

Registered representatives, counted once

Across 52 jurisdictions. 460,656 are registered in more than one state, 24.6 states each on average.

410,239

Reps who are also agents or advisers

Registered representatives who also hold an insurance license or an advisory registration, on the same record.

History

Registrations, exams and employment

Registrations by state, the exams on record and the Broker Dealers they have worked for, for everyone in the channel, plus license and carrier appointment history for those who are also insurance agents.

Act on it

Search, CRM, Claude and ChatGPT

Search and export by registration, exam, Broker Dealer and geography, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.

questions

Kentucky registered representatives, answered.

How many registered representatives are registered in Kentucky?

194,970 registered representatives held a Kentucky registration on record as of September 24, 2026. 6,257 of them have a Kentucky business address, and 188,713 are registered there with a business address elsewhere or none on record.

How many reps registered in Kentucky entered the industry in the last 12 months?

12,555 reps registered in Kentucky first registered with a Broker Dealer in the 12 months to September 24, 2026; 505 of them have a Kentucky business address.

Which exams do reps registered in Kentucky hold?

The most common exams on record are Series 7, General Securities Representative (177,116 reps); Series 63, Uniform Securities Agent State Law (140,333 reps); and Series 66, Uniform Combined State Law (85,318 reps). The SIE is left out: nearly every rep holds it.

How many Kentucky reps are also agents or advisers?

72,209 reps registered in Kentucky also hold an insurance license and 114,182 are also investment adviser representatives; 64,732 are all three. In Kentucky itself, 18,557 are also licensed as agents and 6,082 are also registered as investment adviser representatives. On Accupoint they are one record each.

What does registered in a state mean?

A rep registers in each state where they serve clients, so reps who serve clients across state lines often hold many state registrations. Across the country, 460,656 reps are registered in more than one state.

Can I send these reps to my CRM or ask about them from Claude or ChatGPT?

Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.

Is Accupoint a government agency?

No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.

Search Kentucky reps on Accupoint.

Every Kentucky rep with their registrations, exams and history, or talk with our team about the audience you need.