Broker Dealers in Kentucky
1,412 Broker Dealers are registered in Kentucky. 121 of them have branch offices here, where 7,217 registered reps work.
#31 of 52 by Broker Dealer offices. Each firm is counted once.
The largest Broker Dealers in Kentucky, by reps at Kentucky offices.
| Firm | Reps here | Offices here | Reps in all | Headquarters |
|---|---|---|---|---|
| Fidelity Brokerage Services LLC | 3,553 | 6 | 31,040 | Smithfield, RI |
| Robert W. Baird & Co. Incorporatedalso an RIA firm | 382 | 17 | 3,749 | Milwaukee, WI |
| Edward Jonesalso an RIA firm | 322 | 215 | 25,325 | Saint Louis, MO |
| LPL Financial LLCalso an RIA firm | 297 | 152 | 32,870 | Fort Mill, SC |
| Investment Distributors, Inc. | 179 | 1 | 230 | Birmingham, AL |
| J.P. Morgan Securities LLCalso an RIA firm | 166 | 46 | 35,531 | New York, NY |
| Ameriprise Financial Services, LLCalso an RIA firm | 160 | 37 | 14,183 | Minneapolis, MN |
| Morgan Stanleyalso an RIA firm | 130 | 5 | 26,525 | Purchase, NY |
| Northwestern Mutual Investment Services, LLCalso an RIA firm | 112 | 14 | 12,255 | Milwaukee, WI |
| Merrill Lynch, Pierce, Fenner & Smith Incorporatedalso an RIA firm | 110 | 14 | 27,235 | New York, NY |
Cities with the most offices
Broker Dealer branch offices in each city.
Headquartered in Kentucky
9 Broker Dealers are headquartered in Kentucky. The largest by reps: Private Client Services, LLC, Johnstone Brokerage Services, LLC, First Kentucky Securities Corporation, Alexander Investment Services Co. and Churchill Financial, LLC.
Every firm, every rep, one record.
A registration lookup shows one firm or one person at a time. Accupoint connects them: each firm with its filings, its offices, its executives and every rep and adviser who works there, each of them on their own record across insurance, Broker Dealer and advisory data.
Size, registrations and practice
Reported AUM, accounts and employees where filed, registrations by state, fee structure, client types and services.
Executives and every rep
Executive officers and the reps and advisers at each firm, with their licenses, registrations and employment history.
Headquarters and branches
Where each firm is based and, for Broker Dealers, every branch office with the reps who work there.
Search, CRM, Claude and ChatGPT
Search and export firms and their people, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Kentucky Broker Dealers, answered.
How many Broker Dealers are registered in Kentucky?
1,412 Broker Dealers are registered in Kentucky. 121 of them have branch offices there, and 9 are headquartered there.
Which Broker Dealers have the most reps in Kentucky?
Fidelity Brokerage Services LLC (3,553 reps at 6 offices), Robert W. Baird & Co. Incorporated (382 reps at 17 offices) and Edward Jones (322 reps at 215 offices).
How many reps work at Broker Dealer offices in Kentucky?
7,217 registered representatives work at 1,122 Broker Dealer branch offices in Kentucky.
Why are so many Broker Dealers registered in every state?
A Broker Dealer registers in each state where it does business with clients, so most large firms are registered almost everywhere. Branch offices show where its reps actually work.
Can I send these firms to my CRM or ask about them from Claude or ChatGPT?
Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Is Accupoint a government agency?
No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.
Registered in Kentucky means a Broker Dealer registered to do business there; most large firms register in nearly every state. Offices are the branch offices of firms registered there, with the number of reps on record at each. Headquartered counts firms registered there whose main office is there too. Each firm is counted once.
Accupoint is an independent data company, not a government agency. Accupoint is not a consumer reporting agency.
Search Kentucky Broker Dealers on Accupoint.
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