Broker Dealers in Iowa
1,407 Broker Dealers are registered in Iowa. 137 of them have branch offices here, where 7,073 registered reps work.
#25 of 52 by Broker Dealer offices. Each firm is counted once.
The largest Broker Dealers in Iowa, by reps at Iowa offices.
| Firm | Reps here | Offices here | Reps in all | Headquarters |
|---|---|---|---|---|
| Principal Securities, Inc.also an RIA firm | 1,266 | 36 | 2,784 | Des Moines, IA |
| Cambridge Investment Research, Inc. | 496 | 71 | 4,904 | Fairfield, IA |
| Edward Jonesalso an RIA firm | 475 | 305 | 25,325 | Saint Louis, MO |
| LPL Financial LLCalso an RIA firm | 419 | 186 | 32,870 | Fort Mill, SC |
| FBL Marketing Services, LLC | 396 | 173 | 1,173 | West Des Moines, IA |
| Northwestern Mutual Investment Services, LLCalso an RIA firm | 261 | 36 | 12,255 | Milwaukee, WI |
| Ameriprise Financial Services, LLCalso an RIA firm | 228 | 72 | 14,183 | Minneapolis, MN |
| Athene Securities, LLC | 213 | 1 | 233 | West Des Moines, IA |
| Sammons Financial Network, LLC | 200 | 1 | 200 | West Des Moines, IA |
| PFS Investments Inc.also an RIA firm | 189 | 19 | 19,375 | Duluth, GA |
Cities with the most offices
Broker Dealer branch offices in each city.
Headquartered in Iowa
21 Broker Dealers are headquartered in Iowa. The largest by reps: Cambridge Investment Research, Inc., Principal Securities, Inc., FBL Marketing Services, LLC, Integrity Alliance, LLC and Ausdal Financial Partners, Inc.
Every firm, every rep, one record.
A registration lookup shows one firm or one person at a time. Accupoint connects them: each firm with its filings, its offices, its executives and every rep and adviser who works there, each of them on their own record across insurance, Broker Dealer and advisory data.
Size, registrations and practice
Reported AUM, accounts and employees where filed, registrations by state, fee structure, client types and services.
Executives and every rep
Executive officers and the reps and advisers at each firm, with their licenses, registrations and employment history.
Headquarters and branches
Where each firm is based and, for Broker Dealers, every branch office with the reps who work there.
Search, CRM, Claude and ChatGPT
Search and export firms and their people, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Iowa Broker Dealers, answered.
How many Broker Dealers are registered in Iowa?
1,407 Broker Dealers are registered in Iowa. 137 of them have branch offices there, and 21 are headquartered there.
Which Broker Dealers have the most reps in Iowa?
Principal Securities, Inc. (1,266 reps at 36 offices), Cambridge Investment Research, Inc. (496 reps at 71 offices) and Edward Jones (475 reps at 305 offices).
How many reps work at Broker Dealer offices in Iowa?
7,073 registered representatives work at 1,672 Broker Dealer branch offices in Iowa.
Why are so many Broker Dealers registered in every state?
A Broker Dealer registers in each state where it does business with clients, so most large firms are registered almost everywhere. Branch offices show where its reps actually work.
Can I send these firms to my CRM or ask about them from Claude or ChatGPT?
Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Is Accupoint a government agency?
No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.
Registered in Iowa means a Broker Dealer registered to do business there; most large firms register in nearly every state. Offices are the branch offices of firms registered there, with the number of reps on record at each. Headquartered counts firms registered there whose main office is there too. Each firm is counted once.
Accupoint is an independent data company, not a government agency. Accupoint is not a consumer reporting agency.
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