Broker Dealers in Minnesota
1,563 Broker Dealers are registered in Minnesota. 226 of them have branch offices here, where 15,026 registered reps work.
#12 of 52 by Broker Dealer offices. Each firm is counted once.
The largest Broker Dealers in Minnesota, by reps at Minnesota offices.
| Firm | Reps here | Offices here | Reps in all | Headquarters |
|---|---|---|---|---|
| Ameriprise Financial Services, LLCalso an RIA firm | 1,857 | 162 | 14,183 | Minneapolis, MN |
| Thrivent Investment Management Inc.also an RIA firm | 1,178 | 121 | 3,948 | Minneapolis, MN |
| LPL Financial LLCalso an RIA firm | 839 | 372 | 32,870 | Fort Mill, SC |
| RBC Capital Markets, LLCalso an RIA firm | 766 | 14 | 6,622 | New York, NY |
| Edward Jonesalso an RIA firm | 704 | 424 | 25,325 | Saint Louis, MO |
| Wells Fargo Clearing Services, LLCalso an RIA firm | 557 | 107 | 18,535 | Saint Louis, MO |
| Osaic Wealth, Inc.also an RIA firm | 540 | 202 | 11,505 | Scottsdale, AZ |
| Cetera Wealth Services, LLC | 527 | 153 | 7,863 | El Segundo, CA |
| Northwestern Mutual Investment Services, LLCalso an RIA firm | 500 | 33 | 12,255 | Milwaukee, WI |
| Allianz Life Financial Services, LLC | 489 | 1 | 489 | Minneapolis, MN |
Cities with the most offices
Broker Dealer branch offices in each city.
Headquartered in Minnesota
44 Broker Dealers, by registered reps across the firm.
- Ameriprise Financial Services, LLC14,183 reps
- Thrivent Investment Management Inc.3,948 reps
- Cetera Investment Services LLC2,228 reps
- U.S. Bancorp Advisors, LLC1,934 reps
- Piper Sandler & Co.1,412 reps
Every firm, every rep, one record.
A registration lookup shows one firm or one person at a time. Accupoint connects them: each firm with its filings, its offices, its executives and every rep and adviser who works there, each of them on their own record across insurance, Broker Dealer and advisory data.
Size, registrations and practice
Reported AUM, accounts and employees where filed, registrations by state, fee structure, client types and services.
Executives and every rep
Executive officers and the reps and advisers at each firm, with their licenses, registrations and employment history.
Headquarters and branches
Where each firm is based and, for Broker Dealers, every branch office with the reps who work there.
Search, CRM, Claude and ChatGPT
Search and export firms and their people, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Minnesota Broker Dealers, answered.
How many Broker Dealers are registered in Minnesota?
1,563 Broker Dealers are registered in Minnesota. 226 of them have branch offices there, and 44 are headquartered there.
Which Broker Dealers have the most reps in Minnesota?
Ameriprise Financial Services, LLC (1,857 reps at 162 offices), Thrivent Investment Management Inc. (1,178 reps at 121 offices) and LPL Financial LLC (839 reps at 372 offices).
How many reps work at Broker Dealer offices in Minnesota?
15,026 registered representatives work at 2,845 Broker Dealer branch offices in Minnesota.
Why are so many Broker Dealers registered in every state?
A Broker Dealer registers in each state where it does business with clients, so most large firms are registered almost everywhere. Branch offices show where its reps actually work.
Can I send these firms to my CRM or ask about them from Claude or ChatGPT?
Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Is Accupoint a government agency?
No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.
Registered in Minnesota means a Broker Dealer registered to do business there; most large firms register in nearly every state. Offices are the branch offices of firms registered there, with the number of reps on record at each. Headquartered counts firms registered there whose main office is there too. Each firm is counted once.
Accupoint is an independent data company, not a government agency. Accupoint is not a consumer reporting agency.
Search Minnesota Broker Dealers on Accupoint.
Every firm with its offices, executives and reps, or talk with our team about the audience you need.