Broker Dealers in North Dakota
1,170 Broker Dealers are registered in North Dakota. 67 of them have branch offices here, where 961 registered reps work.
#44 of 52 by Broker Dealer offices. Each firm is counted once.
The largest Broker Dealers in North Dakota, by reps at North Dakota offices.
| Firm | Reps here | Offices here | Reps in all | Headquarters |
|---|---|---|---|---|
| Edward Jonesalso an RIA firm | 142 | 81 | 25,325 | Saint Louis, MO |
| LPL Financial LLCalso an RIA firm | 139 | 70 | 32,870 | Fort Mill, SC |
| Ameriprise Financial Services, LLCalso an RIA firm | 66 | 17 | 14,183 | Minneapolis, MN |
| Thrivent Investment Management Inc.also an RIA firm | 61 | 22 | 3,948 | Minneapolis, MN |
| Northwestern Mutual Investment Services, LLCalso an RIA firm | 50 | 7 | 12,255 | Milwaukee, WI |
| Osaic Wealth, Inc.also an RIA firm | 49 | 23 | 11,505 | Scottsdale, AZ |
| NYLIFE Securities LLC | 39 | 18 | 9,002 | New York, NY |
| Raymond James Financial Services, Inc. | 35 | 9 | 7,232 | St Petersburg, FL |
| Cetera Wealth Services, LLC | 33 | 17 | 7,863 | El Segundo, CA |
| Stifel, Nicolaus & Company, Incorporatedalso an RIA firm | 22 | 5 | 5,032 | Saint Louis, MO |
Cities with the most offices
Broker Dealer branch offices in each city.
Headquartered in North Dakota
4 Broker Dealers are headquartered in North Dakota: Integrity Funds Distributor, LLC, Private Placement Insurance Products, LLC, FNC Securities, LLC and Great Plains Financial Services, LLP.
Every firm, every rep, one record.
A registration lookup shows one firm or one person at a time. Accupoint connects them: each firm with its filings, its offices, its executives and every rep and adviser who works there, each of them on their own record across insurance, Broker Dealer and advisory data.
Size, registrations and practice
Reported AUM, accounts and employees where filed, registrations by state, fee structure, client types and services.
Executives and every rep
Executive officers and the reps and advisers at each firm, with their licenses, registrations and employment history.
Headquarters and branches
Where each firm is based and, for Broker Dealers, every branch office with the reps who work there.
Search, CRM, Claude and ChatGPT
Search and export firms and their people, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
North Dakota Broker Dealers, answered.
How many Broker Dealers are registered in North Dakota?
1,170 Broker Dealers are registered in North Dakota. 67 of them have branch offices there, and 4 are headquartered there.
Which Broker Dealers have the most reps in North Dakota?
Edward Jones (142 reps at 81 offices), LPL Financial LLC (139 reps at 70 offices) and Ameriprise Financial Services, LLC (66 reps at 17 offices).
How many reps work at Broker Dealer offices in North Dakota?
961 registered representatives work at 410 Broker Dealer branch offices in North Dakota.
Why are so many Broker Dealers registered in every state?
A Broker Dealer registers in each state where it does business with clients, so most large firms are registered almost everywhere. Branch offices show where its reps actually work.
Can I send these firms to my CRM or ask about them from Claude or ChatGPT?
Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Is Accupoint a government agency?
No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.
Registered in North Dakota means a Broker Dealer registered to do business there; most large firms register in nearly every state. Offices are the branch offices of firms registered there, with the number of reps on record at each. Headquartered counts firms registered there whose main office is there too. Each firm is counted once.
Accupoint is an independent data company, not a government agency. Accupoint is not a consumer reporting agency.
Search North Dakota Broker Dealers on Accupoint.
Every firm with its offices, executives and reps, or talk with our team about the audience you need.