Broker Dealers in North Carolina
1,785 Broker Dealers are registered in North Carolina. 319 of them have branch offices here, where 20,532 registered reps work.
#9 of 52 by Broker Dealer offices. Each firm is counted once.
The largest Broker Dealers in North Carolina, by reps at North Carolina offices.
| Firm | Reps here | Offices here | Reps in all | Headquarters |
|---|---|---|---|---|
| Vanguard Marketing Corporation | 1,929 | 1 | 9,493 | Malvern, PA |
| Wells Fargo Securities, LLC | 1,457 | 4 | 3,941 | Charlotte, NC |
| TIAA-CREF Individual & Institutional Services, LLCalso an RIA firm | 1,289 | 4 | 3,477 | New York, NY |
| Wells Fargo Clearing Services, LLCalso an RIA firm | 1,282 | 188 | 18,535 | Saint Louis, MO |
| Edward Jonesalso an RIA firm | 967 | 597 | 25,325 | Saint Louis, MO |
| Merrill Lynch, Pierce, Fenner & Smith Incorporatedalso an RIA firm | 910 | 83 | 27,235 | New York, NY |
| LPL Financial LLCalso an RIA firm | 737 | 371 | 32,870 | Fort Mill, SC |
| Fidelity Brokerage Services LLC | 524 | 27 | 31,040 | Smithfield, RI |
| First Citizens Investor Services, Inc.also an RIA firm | 415 | 132 | 724 | Raleigh, NC |
| Truist Investment Services, Inc. | 407 | 100 | 2,049 | Atlanta, GA |
Cities with the most offices
Broker Dealer branch offices in each city.
Headquartered in North Carolina
60 Broker Dealers, by registered reps across the firm.
- Wells Fargo Securities, LLC3,941 reps
- First Citizens Investor Services, Inc.724 reps
- CapFinancial Securities, LLC436 reps
- Brighthouse Securities, LLC404 reps
- Equitable Distributors, LLC400 reps
Every firm, every rep, one record.
A registration lookup shows one firm or one person at a time. Accupoint connects them: each firm with its filings, its offices, its executives and every rep and adviser who works there, each of them on their own record across insurance, Broker Dealer and advisory data.
Size, registrations and practice
Reported AUM, accounts and employees where filed, registrations by state, fee structure, client types and services.
Executives and every rep
Executive officers and the reps and advisers at each firm, with their licenses, registrations and employment history.
Headquarters and branches
Where each firm is based and, for Broker Dealers, every branch office with the reps who work there.
Search, CRM, Claude and ChatGPT
Search and export firms and their people, push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
North Carolina Broker Dealers, answered.
How many Broker Dealers are registered in North Carolina?
1,785 Broker Dealers are registered in North Carolina. 319 of them have branch offices there, and 60 are headquartered there.
Which Broker Dealers have the most reps in North Carolina?
Vanguard Marketing Corporation (1,929 reps at 1 office), Wells Fargo Securities, LLC (1,457 reps at 4 offices) and TIAA-CREF Individual & Institutional Services, LLC (1,289 reps at 4 offices).
How many reps work at Broker Dealer offices in North Carolina?
20,532 registered representatives work at 3,593 Broker Dealer branch offices in North Carolina.
Why are so many Broker Dealers registered in every state?
A Broker Dealer registers in each state where it does business with clients, so most large firms are registered almost everywhere. Branch offices show where its reps actually work.
Can I send these firms to my CRM or ask about them from Claude or ChatGPT?
Yes, on a plan that includes them. Push records to your CRM (ask which CRMs your account supports), or ask Accupoint from Claude or ChatGPT, in preview.
Is Accupoint a government agency?
No. Accupoint is an independent data company, not a government agency and not a consumer reporting agency.
Registered in North Carolina means a Broker Dealer registered to do business there; most large firms register in nearly every state. Offices are the branch offices of firms registered there, with the number of reps on record at each. Headquartered counts firms registered there whose main office is there too. Each firm is counted once.
Accupoint is an independent data company, not a government agency. Accupoint is not a consumer reporting agency.
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