Capfinancial Securities, LLC.

Overview

Capfinancial Securities, LLC. is a Broker Dealer based in Raleigh, NC, formed in 2013 in North Carolina. Its 436 registered representatives work across 32 branch offices in 18 states.

Registered reps

436

Branch offices

32

Formed

2013

Jurisdictions

51

Contact

1 phone number on file

Practice

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Limited Partnerships Primary Distributions
• Municipal Securities Broker
• Mutual Fund/Retailer
• Mutual Funds
• Non-Enchange Member Transactions
• Options
• Other
• Private Placements
• 4 more

Executive officers 3 of 6

• Derick Don Shoff Managing Director CRD 1140640
• Mary Christine Earls Senior Director, Financial And Operations Principal, Principal Financial Officer CRD 6178047
• Michael David Strother Senior Director, Financial and Operations Principal CRD 2457427

3 more executive officers, with direct contact details

Registered reps 3 of 436

• Walter Edward Abele Insurance Agent · Registered Rep · Investment Adviser Rep CRD 6303334
• Brandon Carnick Aber Registered Rep · Investment Adviser Rep CRD 5435458
• Lindsay Ann Abrahams Insurance Agent · Registered Rep · Investment Adviser Rep CRD 7082698

433 more registered reps, with emails, phones and branch locations

Location

Headquarters

4208 Six Forks Rd Ste 1700
Raleigh, NC 27609

County

Wake

Metro area

Raleigh-Cary, NC

Region

South

Branch offices

32 in 18 states, including Charlotte, NC, Bellevue, WA and Alexandria, VA

Registrations

• FINRA member, limited liability company formed in North Carolina
• Registered in 51 jurisdictions
• Website: captrustadvisors.com

Every state, with registration dates

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