Wells Fargo Securities, LLC

Overview

Wells Fargo Securities, LLC is a Broker Dealer based in Charlotte, NC, formed in 2003 in Delaware. Its 3,941 registered representatives work across 73 branch offices in 30 states.

Registered reps

3,941

Branch offices

73

Formed

2003

Jurisdictions

53

Contact

1 phone number on file

Practice

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Inter-Dealer Markers in Corporate Securities
• Interests in Mortgages or Other Receivables
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Fund/Retailer
• Mutual Funds
• Non-Floor Activities
• Options
• Other
• 8 more

Executive officers 3 of 9

• Fernando S Rivas Chair, Chief Executive Officer, President CRD 4803269
• Edward Sulimirski Director, Manager, Control Principal CRD 2287347
• Timothy Michael Connor Principal Financial Officer CRD 8157713

6 more executive officers, with direct contact details

Registered reps 3 of 3,941

• Clifford Scott Aaron Registered Rep CRD 2782077
• Jaylene Abarca Registered Rep CRD 7948807
• Olajuwon Emmanuel Abayomi Registered Rep CRD 8291653

3,938 more registered reps, with emails, phones and branch locations

Location

Headquarters

550 S Tryon St Fl 6
Charlotte, NC 28202

County

Mecklenburg

Metro area

Charlotte-Concord-Gastonia, NC-SC

Region

South

Branch offices

73 in 30 states, including Dallas, TX, Houston, TX and Los Angeles, CA

Registrations

• FINRA member, limited liability company formed in Delaware
• Registered in 53 jurisdictions
• Website: wellsfargo.com

Every state, with registration dates

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