firm profile
Gap Asset Management, LLC
Overview
Gap Asset Management, LLC is an SEC registered investment adviser based in South Bend, IN, registered since 2020. It reports $287M in assets under management across 2 accounts, with 14 employees.
- Reported AUM
- $287M
- Discretionary
- 100%
- Accounts
- 2
- Employees
- 14
- Registered since
- 2020
- Jurisdictions
- 3
As reported in the firm's May 2026 filing.
Contact
1 phone number on file
Practice
- Services
- Client types
- Fee structure
- Other Fees, Percentage of Assets and Performance-Based Fees
Executive officers 2 of 2
- Tracy Daniel Graham Managing Principal CRD 7271339
- Lauren Christine Carroll Chief Compliance Officer, Chief Financial Officer CRD 5875646
Location
- Headquarters
- 100 E Wayne St Ste 450
South Bend, IN 46601 - County
- St Joseph
- Metro area
- South Bend-Mishawaka, IN-MI
- Region
- Midwest
Registrations
- SEC registered
- Registered in 3 jurisdictions
- Website: graham-allen.com
Every state, with registration dates
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