Pennfield Capital Corp

Overview

Pennfield Capital Corp is a state registered investment adviser based in South Bend, IN, registered since 2012. It reports $68.1M in assets under management across 154 accounts, with 2 employees. It has 2 investment adviser representatives.

Reported AUM

$68.1M

Discretionary

100%

Accounts

154

Average account

$442K

Employees

2

Advisory reps

2

Registered since

2012

Jurisdictions

2

As reported in the firm's March 2026 filing.

Contact

1 phone number on file

Practice

Services

• Individuals or Small Business
• Portfolio Management for Businesses or Institutional Clients

Client types

• Corporations/Businesses
• Individuals
• Pension/Profit Sharing Plan

Fee structure

Hourly Charges and Percentage of Assets

Executive officers 1 of 1

• Richard Marshall Mock President, Chief Compliance Officer CRD 734387

Advisory reps 2 of 2

• Richard Marshall Mock Investment Adviser Rep CRD 734387
• Jeffrey Raymond Scott Investment Adviser Rep CRD 6758242

Location

Headquarters

202 S Michigan St Ste 325
South Bend, IN 46601

County

St Joseph

Metro area

South Bend-Mishawaka, IN-MI

Region

Midwest

Registrations

• State registered
• Registered in 2 jurisdictions

Every state, with registration dates

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