Walter Keenan Wealth Management

Overview

Walter Keenan Wealth Management is an SEC registered investment adviser based in South Bend, IN, registered since 1984. It reports $983M in assets under management across 479 accounts, with 7 employees. It has 6 investment adviser representatives.

Reported AUM

$983M

Discretionary

85%

Accounts

479

Average account

$2.1M

Employees

7

Advisory reps

6

Registered since

1984

Jurisdictions

6

As reported in the firm's March 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals

Fee structure

Fixed Fees, Hourly Charges and Percentage of Assets

Executive officers 3 of 3

• James F Keenan President, Chief Compliance Officer CRD 4362185
• Daniel William Wolfson Owner CRD 6189062
• James Arthur Sawdon Owner CRD 7130997

Advisory reps 3 of 6

• James F Keenan Investment Adviser Rep CRD 4362185
• Andrew Davies Lynch Investment Adviser Rep CRD 6749833
• James Arthur Sawdon Investment Adviser Rep CRD 7130997

3 more advisory reps, with emails, phones and branch locations

Location

Headquarters

202 S Michigan St Ste 910
South Bend, IN 46601

County

St Joseph

Metro area

South Bend-Mishawaka, IN-MI

Region

Midwest

Registrations

• SEC registered
• Registered in 6 jurisdictions
• Website: walterandkeenan.com

Every state, with registration dates

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